Insider Transactions

What SWK Holdings Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	0	0
Total trades	0	10

Shares traded

	3 months	12 months
Acquired	0	0
Disposed	0	26,218,947
Net activity	+0	−26,218,947

Common stock only — 1 reported trade in the last 12 months is in a security these totals do not cover.

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−8,632,093	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−8,493,088	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−8,493,088	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−2,506	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−62,106	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−62,106	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−62,106	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−399,567	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−12,287	—	—	0
Carlson Capital, L.p.	10% owner	Apr 06	Other Transaction · J	−8,493,088	—	—	0
Albright Jerry	Director	Jun 16	Grant / award · A	+3,858	$14.26	+$55K	10,832
Hatcher Robert K.	Director	Jun 16	Grant / award · A	+3,858	$14.26	+$55K	16,662
Dotter Laurie L.	Director	Jun 16	Grant / award · A	+3,858	$14.26	+$55K	16,791
Staggs Joe David Jr	PRESIDENT	Apr 15	Withheld — tax / exercise cost · F	−25,857	$18.10	−$468K	123,766
Staggs Joe David Jr	PRESIDENT	Apr 15	Exercise / conversion · M	+18,750	$12.50	+$234K	149,623
Staggs Joe David Jr	PRESIDENT	Apr 15	Exercise / conversion · M	+15,000	$9.61	+$144K	130,873
Rice Adam	Chief Financial Officer	Jan 31	Grant / award · A	+9,175	—	—	15,247
Staggs Joe David Jr	PRESIDENT	Jan 31	Grant / award · A	+36,700	—	—	115,873
Carlson Capital, L.p.	10% owner	Oct 23	Other Transaction · J	−600,678	—	—	0
Rice Adam	Chief Financial Officer	Jul 03	Grant / award · A	+6,072	—	—	6,072

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