$SWKHL

$25.17 +$0.00 (0.0%) Close

$SWKHL Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 12.1M shares outstanding

Who owns SWKHL?

By type of holder

Institutions 0.0% Insiders 1.5% Everyone else 98.5%

Concentration Top 6 holders own 1.5%

Staggs Joe David JR 1.0% · Dotter Laurie L. 0.1%

Institutional ownership

0.0%

-87.4 pts vs last qtr

Institutional holders

-59 vs last qtr

Net shares bought

−10.6M

by institutions in Q2 2026

New / sold out

0 / 59

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

None.

Biggest sellers in Q2 2026

Carlson Capital, L.P. SOLD OUT −8.5M
M3F, Inc. SOLD OUT −995.3K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for SWK Holdings Corp in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2022–FY2025

−5.6%

−1.89% a year

Each share's claim on the business

+5.9%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$16.5M vs $3.1M

over 4 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years0% 3–5 years0% 1–3 years100% Under 1 year0%

Quarterly turnover

50.0%

of institutional shares changed hands

Top 10 managers, median time held

1 year

Super Investors

Investment managers reporting SWKHL on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
CC Carlson Capital, L.P. 13D · 0.0%	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding9.1M (Q3'24) Change over 8 quarters−9.1M Disclosed stake13D · 0.0% Carlson Capital, L.P.'s full portfolio →
M M3F, Inc.	—	—	SOLD OUT	—	0.0%
Shares held by quarter Peak holding995.3K (Q1'26) Change over 8 quarters−780.9K M3F, Inc.'s full portfolio →

Carlson Capital, L.P.

13D · 0.0%

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

M3F, Inc.

—

% of company

—

Change vs last qtr

SOLD OUT

Held since

—

4 more super investors behind a free account

See every manager holding SWK Holdings Corp, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting SWKHL on Form N-PORT; together they hold 4.6% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$2.31M	135.8K	1.12%	0.00%	March 31, 2026
IR iShares Russell 2000 ETF iShares Trust	$958K	56.3K	0.47%	0.00%	March 31, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$2.31M

% of company

1.12%

% of the fund

0.00%

As of

March 31, 2026

iShares Russell 2000 ETF

iShares Trust

Position value

$958K

% of company

0.47%

% of the fund

0.00%

As of

March 31, 2026

23 more funds behind a free account

See every fund holding SWK Holdings Corp and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
SJ Staggs Joe David JR Insider	123.8K	1.02%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company1.020% Staggs Joe David JR's insider activity →
DL Dotter Laurie L. Insider	16.8K	0.14%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.140% Dotter Laurie L.'s insider activity →

Staggs Joe David JR

Insider

123.8K

% of company

1.02%

Change vs last qtr

—

Held since

—

Dotter Laurie L.

Insider

16.8K

% of company

0.14%

Change vs last qtr

—

Held since

—

3 more holders behind a free account

See every insider and 5%+ holder of SWK Holdings Corp.

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