Company Executives

$SWZ Management Team

Mr. Andrew Dakos

Chairman of the Board

President

Chief Executive Officer

Age 56

Compensation $90.50K USD

Sex Male

Mr. Thomas Antonucci

Chief Financial Officer

Age 54

Compensation $30.00K USD

Sex Male

Ms. Stephanie Darling

Chief Compliance Officer

Age 52

Compensation $54.00K USD

Sex Female

Mr. Rajeev Das

Secretary

Age 54

Compensation $25.00K USD

Sex Male

Name / Title	Age	Compensation	Sex
Mr. Andrew Dakos Chairman of the Board President Chief Executive Officer	56	$90.50K USD	Male
Mr. Thomas Antonucci Chief Financial Officer	54	$30.00K USD	Male
Ms. Stephanie Darling Chief Compliance Officer	52	$54.00K USD	Female
Mr. Rajeev Das Secretary	54	$25.00K USD	Male

Board of Directors

From the proxy statement filed May 8, 2026

Directors

serving now

Independent

Not stated

the proxy does not say

Average tenure

6.8 years

from year joined

CEO also chairs the board

Yes

Andrew Dakos

Director	Age	On board	Independent	Committees	Other public boards	Pay
Richard Dayan	83	2018 8 years	Not stated	Nominating and Corporate Governance Committee · Chair	High Income Securities Fund	Not stated
Ben H. Harris	57	2026 0 years	Not stated	None stated	Special Opportunities Fund, Inc.	Not stated
Moritz A. Sell Lead independent director	58	2017 9 years	Not stated	Audit & Valuation Committee · Chair	FAX (Aberdeen Asia Pacific Income Fund), FCO (Aberdeen Global Income Fund)	Not stated
Andrew Dakos Board chair, CEO	60	2017 9 years	Not stated	None stated	Tejon Ranch Co.	Paid as CEO
Phillip F. Goldstein	80	2018 8 years	Not stated	None stated	The Mexico Equity and Income Fund, Inc., High Income Securities Fund	Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed May 8, 2026 does not include one, and no earlier proxy on record does.

Open the proxy

Comments

Company Executives

$SWZ Management Team

Mr. Andrew Dakos

Mr. Thomas Antonucci

Ms. Stephanie Darling

Mr. Rajeev Das

Board of Directors

Related-party transactions

The latest proxy has no related-party section