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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 25
Notable Late filing notice — 10-Q August 13, 2024

The company is unable to file its quarterly report on Form 10-Q for the period ended June 30, 2024 within the prescribed time period without unreasonable effort or expense. Management deems it nece...

Notable Late filing notice — 10-K March 30, 2016

The Company is unable to file its annual report on Form 10-K for the period ended December 31, 2015 within the prescribed time period without unreasonable effort or expense. The Company will be abl...

23 more red-flag filings behind a free account

See every red-flag filing Thunder Mountain Gold Inc has made, with the filing behind each one.

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