What Tompkins Financial Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 0 | 2 |
| Sells | 0 | 0 |
| Total trades | 17 | 110 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 4,200 | 34,288 |
| Disposed | 3,447 | 20,628 |
| Net activity | +753 | +13,660 |
Common stock only — 4 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Oct 16 | Withheld — tax / exercise cost · F | −227 | $97.58 | −$22.2K | 7,371 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Oct 16 | Exercise / conversion · M | +255 | $76.90 | +$19.6K | 7,598 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Oct 14 | Small Acquisition · L | +1 | $95.97 | +$100 | 7,343 |
| Johnson Patricia A | Director | Oct 01 | Grant / award · A | +187 | $97.01 | +$18.1K | 7,259 |
| Lee Angela B | Director | Oct 01 | Grant / award · A | +216 | $97.01 | +$21K | 2,210 |
| Fessenden Daniel J. | Director | Oct 01 | Grant / award · A | +128 | $97.01 | +$12.4K | 1,988 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Sep 14 | Small Acquisition · L | +1 | $99.84 | +$100 | 7,342 |
| Fontaine Alyssa H | EVP, General Counsel & CRO | Sep 02 | Withheld — tax / exercise cost · F | −713 | $97.56 | −$69.6K | 10,176 |
| Fontaine Alyssa H | EVP, General Counsel & CRO | Sep 02 | Exercise / conversion · M | +802 | $76.90 | +$61.7K | 10,889 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Aug 12 | Small Acquisition · L | +1 | $100.51 | +$100 | 7,314 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Aug 07 | Withheld — tax / exercise cost · F | −712 | $98.73 | −$70.3K | 16,573 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Aug 07 | Exercise / conversion · M | +802 | $76.90 | +$61.7K | 17,285 |
| Kershaw David | SVP, PAO | Aug 04 | Withheld — tax / exercise cost · F | −220 | $101.54 | −$22.3K | 4,857 |
| Kershaw David | SVP, PAO | Aug 04 | Exercise / conversion · M | +260 | $76.90 | +$20K | 5,077 |
| Taylor Eric W | EVP, President TFA | Aug 01 | Withheld — tax / exercise cost · F | −45 | $99.84 | −$4.49K | 1,360 |
| Romaine Stephen S | President & CEO | Jul 28 | Withheld — tax / exercise cost · F | −1,530 | $101.25 | −$155K | 70,091 |
| Romaine Stephen S | President & CEO | Jul 28 | Exercise / conversion · M | +1,734 | $76.90 | +$133K | 71,621 |
| Torcello Diane D | EVP & President, Tompkins WNY | Jul 27 | Withheld — tax / exercise cost · F | −214 | $99.68 | −$21.3K | 7,348 |
| Torcello Diane D | EVP & President, Tompkins WNY | Jul 27 | Exercise / conversion · M | +250 | $76.90 | +$19.2K | 7,562 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Jul 14 | Small Acquisition · L | +1 | $92.29 | +$100 | 7,313 |
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