| Filed On | Filing |
|---|---|
| 16 Oct 2026 |
8-K: Regulation FD Disclosure
HOUSTON, Texas, Oct. 16, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today an... |
| 14 Oct 2026 |
8-K: Regulation FD Disclosure
HOUSTON, Texas, Oct. 14, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today an... |
| 09 Oct 2026 |
8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of October 8, 2026 by and between TOP Financial Group Limited (formerly known as Zhong Yang Financial Group Limited), an exempted company incorporated under the laws of the C... |
| 29 Sep 2026 |
8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Reference is made to the appointment letter dated May 5, 2021 (the “Original Appointment Letter”) between TOP Financial Group Limited (formerly known as Zhong Yang Financial Group Limited) (the “Company”), a company incorporated with lim... |
| 21 Sep 2026 |
8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
On September 21, 2026, Mr. Ka Fai Yuen resigned as a director of TOP Financial Group Limited (the “Company”). Mr. Yuen’s resignation was not the result of any disagreement with the Company on any matter relating to the Company’s operatio... |
| 04 Sep 2026 | 8-K: Regulation FD Disclosure |
| 04 Aug 2026 | 8-K: Regulation FD Disclosure |
| 31 Jul 2026 | 8-K: Material Modification to Rights of Security Holders; Amendments to Articles/Bylaws; Change in Fiscal Year |
| 23 Jul 2026 | 8-K: Other Events |
| 20 Jul 2026 | 8-K: Entry into a Material Definitive Agreement; Unregistered Sales of Equity Securities |
| 13 Jul 2026 | 8-K: Unregistered Sales of Equity Securities; Regulation FD Disclosure |
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