| Filed On | Filing |
|---|---|
| 16 Oct 2026 |
8-K: Regulation FD Disclosure
HOUSTON, Texas, Oct. 16, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today an... |
| 14 Oct 2026 |
8-K: Regulation FD Disclosure
HOUSTON, Texas, Oct. 14, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today an... |
| 13 Oct 2026 |
Form 3: Yan Yuli, Director
No securities owned |
| 09 Oct 2026 |
8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of October 8, 2026 by and between TOP Financial Group Limited (formerly known as Zhong Yang Financial Group Limited), an exempted company incorporated under the laws of the C... |
| 08 Oct 2026 | EFFECT |
| 08 Oct 2026 | PROSPECTUS |
| 01 Oct 2026 | REGISTRATION STATEMENT |
| 29 Sep 2026 |
8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Reference is made to the appointment letter dated May 5, 2021 (the “Original Appointment Letter”) between TOP Financial Group Limited (formerly known as Zhong Yang Financial Group Limited) (the “Company”), a company incorporated with lim... |
| 21 Sep 2026 |
8-K: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
On September 21, 2026, Mr. Ka Fai Yuen resigned as a director of TOP Financial Group Limited (the “Company”). Mr. Yuen’s resignation was not the result of any disagreement with the Company on any matter relating to the Company’s operatio... |
| 18 Sep 2026 | DRS |
| 04 Sep 2026 | 8-K: Regulation FD Disclosure |
| 17 Aug 2026 | QUARTERLY REPORT |
| 17 Aug 2026 | NOTIFICATION OF LATE FILING |
| 04 Aug 2026 | 8-K: Regulation FD Disclosure |
| 31 Jul 2026 |
Form 3: Cai Mei, Director
Holds 40,213 shares of Class A Ordinary Shares |
| 31 Jul 2026 |
Form 3: Yuen Ka Fai, Director
No securities owned |
| 31 Jul 2026 |
Form 3: Yang Junli, Director
Holds 16,824,000 shares of Class A Ordinary Shares |
| 31 Jul 2026 |
Form 3: Tam Jennifer Hoi Ling, COO
No securities owned |
| 31 Jul 2026 |
Form 3: Ng Mau Chung, Director
Holds 40,213 shares of Class A Ordinary Shares |
| 31 Jul 2026 |
Form 3: Lo Yung Yung, CFO
Holds 1,212,000 shares of Class A Ordinary Shares |
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