Insider Transactions

What Tri-Continental Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	0	1
Total trades	0	1

Shares traded

	3 months	12 months
Acquired	0	0
Disposed	0	0
Net activity	+0	+0

Common stock only — 1 reported trade in the last 12 months is in a security these totals do not cover.

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Jin Yan	Insider	May 27	Open-market sale · S	−2,500	$34.87	−$87.2K	12,919
Petersen Christopher O.	SVP & Asst Secretary	Sep 04	Open-market sale · S	−151	$33.56	−$5.08K	0
Larrenaga Ryan Collins	See Remarks	Aug 20	Open-market buy · P	+100	$33.04	+$3.3K	100
Carlton Pamela G	Director	Mar 07	Open-market sale · S	−1,483	$31.22	−$46.3K	101
Carlton Pamela G	Director	Mar 07	Open-market sale · S	−332	$31.25	−$10.4K	1,584
Truscott William F	Senior Vice President	Nov 18	Open-market buy · P	+4,000	$33.60	+$134K	4,000
Truscott William F	Senior Vice President	Nov 08	Gift · G	−2,000	—	—	0
Kelly Janet Langford	Director	Aug 29	Open-market sale · S	−27	$27.71	−$748	73
Sivaraman Raghavendran	Insider	Jul 06	Open-market buy · P	+415	$27.10	+$11.2K	3,000
Sivaraman Raghavendran	Insider	Jul 06	Open-market buy · P	+712	$27.08	+$19.3K	2,585
Sivaraman Raghavendran	Insider	Jul 06	Open-market buy · P	+1,873	$27.06	+$50.7K	1,873
Lee Grace	Insider	Mar 14	Open-market buy · P	+2,000	$29.15	+$58.3K	2,000
Beckman Daniel	Senior Vice President	May 06	Open-market buy · P	+325	$34.00	+$11.1K	325
Petersen Christopher O.	President & Prin Exec Off	Nov 17	Open-market buy · P	+100	$28.40	+$2.84K	100
King David L	Insider	Mar 02	Open-market buy · P	+233	$26.25	+$6.12K	145,637
King David L	Insider	Mar 02	Open-market buy · P	+98	$26.35	+$2.58K	145,404
King David L	Insider	Mar 02	Open-market buy · P	+278	$26.33	+$7.32K	145,306
King David L	Insider	Mar 02	Open-market buy · P	+188	$26.34	+$4.95K	145,028
King David L	Insider	Mar 02	Open-market buy · P	+847	$26.30	+$22.3K	144,840
King David L	Insider	Mar 02	Open-market buy · P	+88	$26.27	+$2.31K	143,993

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