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Company Executives

Officer Age In this role Joined Pay Source
Bradley J. Swenson
Chief Compliance Officer
Not stated Since 2022
4 years
Not stated Not reported
Christopher Moore
Secretary
Not stated Since 2022
4 years
Not stated Not reported
Jill Kerschen
Treasurer
Not stated Since 2022
4 years
Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
5
serving now
Independent
5 of 5
stated in the proxy
Average tenure
16.0 years
from year joined
CEO also chairs the board
No
Jeremy W. Deems
Director Age On board Independent Committees Other public boards Pay Source
Jeremy W. Deems
Not stated 2008
18 years
Independent None stated ALPS ETF Trust (24 funds), ALPS Variable Investment Trust (7 funds) Not stated
E. Wayne Nordberg
Not stated 2012
14 years
Independent None stated Riley Exploration Permian Not stated
Mary K. Anstine
Not stated 2004
22 years
Independent None stated Financial Investors Trust (13 funds) Not stated
Michael Holland
Not stated 2004
22 years
Independent None stated None stated Not stated
JoEllen L. Legg
Not stated 2022
4 years
Independent None stated Principal Real Estate Income Fund (1 fund) Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Feb 13, 2026 does not include one, and no earlier proxy on record does.

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