Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
10,696 shares · $878,114 · via Merrill Lynch · Officer
40,000 shares · $3,295,612 · via RBC CAPITAL MARKETS LLC · Officer
12 more red-flag filings behind a free account
See every red-flag filing Western Alliance Bancorp has made, with the filing behind each one.
Sign up freeLoading...
