Login

Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 8
Notable Constantino Alexandre dos Santos Bruno filed notice of proposed sale November 28, 2023

151,994 shares · $3,629,616 · via XP Investments US, LLC. · Officer

Notable Itausa S.A. filed notice of proposed sale September 13, 2023

3,100,000 shares · $77,283,000 · via BofA Securities, Inc. · Former affiliate

6 more red-flag filings behind a free account

See every red-flag filing XP Inc. has made, with the filing behind each one.

Sign up free

Create Account

Sign up for free to unlock this feature.

Already have an account? Sign in

Premium Feature

This feature requires a premium subscription to unlock unlimited historical data and advanced analysis tools.

Premium includes:

  • Unlimited historical financial data
  • Advanced analytics and insights
  • Priority support