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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 12 Delistings · 5
Warning Delisting — The Nasdaq Stock Market LLC October 27, 2020
Warning Late filing notice — 10-Q May 14, 2019

The registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2019 could not be filed by the prescribed due date of May 10, 2019 because registrant had not finalized its treatment ...

15 more red-flag filings behind a free account

See every red-flag filing Zion Oil & Gas Inc has made, with the filing behind each one.

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