Recent NRSRO-CE SEC Filings

1 10-12B 10-12B/A 10-12G 10-12G/A 10-C 10-C/A 10-D 10-D/A 10-K 10-K405 10-K405/A 10-K/A 10-KSB 10KSB 10KSB40 10KSB40/A 10-KSB/A 10KSB/A 10-KT 10KT405 10KT405/A 10-KT/A 10-M 10-Q 10-Q/A 10-QSB 10QSB 10-QSB/A 10QSB/A 10-QT 10-QT/A 10SB12B 10SB12B/A 10SB12G 10SB12G/A 11-K 11-K/A 11-KT 11-KT/A 12G-2 12G3-2A 12G3-2B 12G32BR 13FCONP 13FCONP/A 13F-E 13F-E/A 13F-HR 13F-HR/A 13F-NT 13F-NT/A 144 144/A 15-12B 15-12B/A 15-12G 15-12G/A 15-15D 15-15D/A 15F-12B 15F-12B/A 15F-12G 15F-12G/A 15F-15D 15F-15D/A 17AD-27 17AD-27/A 18-12B 18-12B/A 18-12G 18-K 18-K/A 19B-4 19B-4/A 19B-4E 1-A 1/A 1-A/A 1-A POS 1-A-W 1-A-W/A 1-E 1-E/A 1-E AD 1-K 1-K/A 1-SA 1-SA/A 1-U 1-U/A 1-Z 1-Z/A 1-Z-W 20-F 20-F/A 20FR12B 20FR12B/A 20FR12G 20FR12G/A 24F-1 24F-2EL 24F-2EL/A 24F-2NT 24F-2NT/A 24F-2TM 24F-2TM/A 25 253G1 253G2 253G3 253G4 25/A 25-NSE 25-NSE/A 26 26/A 27 27/A 28 28/A 2-A 2-A/A 2-AF 2-E 2-E/A 3 305B2 305B2/A 34-12H 34-36CF 34-36MR 35-11 35-11/A 35-2 35-3 35-7B 35-APP 35-APP/A 35-CERT 35-CERT/A 39-10B2 39-304C 39-304D 39-304D/A 39-310B 3/A 4 40-17F1 40-17F1/A 40-17F2 40-17F2/A 40-17G 40-17G/A 40-17GCS 40-202A 40-202A/A 40-203A 40-203A/A 40-205E 40-205E/A 40-206A 40-206A/A 40-24B2 40-24B2/A 40-33 40-33/A 40-6B 40-6B/A 40-6C 40-6C/A 40-8B25 40-8F-2 40-8F-2/A 40-8F-A 40-8F-A/A 40-8F-B 40-8F-B/A 40-8FC 40-8FC/A 40-8F-L 40-8F-L/A 40-8F-M 40-8F-M/A 40-APP 40-APP/A 40-F 40-F/A 40FR12B 40FR12B/A 40FR12G 40FR12G/A 40-OIP 40-OIP/A 40-RPT 424A 424B1 424B2 424B3 424B4 424B5 424B7 424B8 424H 424H/A 424I 425 45B-3 45B-3/A 485A24E 485A24F 485APOS 485B24E 485B24F 485BPOS 485BXT 485BXTE 485BXTF 486A24E 486A24F 486APOS 486B24E 486B24F 486BPOS 486BXT 487 497 497AD 497H2 497J 497K 497K1 497K2 497K3A 497K3B 497VPI 497VPSUB 497VPU 4/A 5 5/A 6B NTC 6B ORDR 6-K 6-K/A 7-A 7-A/A 7-M 8-A12B 8-A12B/A 8A12BEF 8A12BT 8A12BT/A 8-A12G 8-A12G/A 8-B12B 8-B12B/A 8-B12G 8-B12G/A 8F-2 NTC 8F-2 ORDR 8-K 8-K12B 8-K12B/A 8-K12G3 8-K12G3/A 8-K15D5 8-K15D5/A 8-K/A 8-M 9-M ABS-15G ABS-15G/A ABS-EE ABS-EE/A ADB ADB/A ADN-MTL ADV ADV/A ADVCO ADV-E ADV-H-C ADV-H-T ADV-NR ADVW AFDB AFDB/A ANNLRPT ANNLRPT/A APP NTC APP ORDR APP WD APP WD/A APP WDG ARS ARS/A ATS-N ATS-N-C ATS-N/CA ATS-N/MA ATS-N/OFA ATS-N/UA ATS-N-W AW AW WD BDCO BW-2 BW-3 C C/A CA-1 CANCELLATION-MA C-AR C-AR/A C-AR-W C/A-W CB CB/A CERT CERTAMX CERTARCA CERTBATS CERTBSE CERTCBO CERTCIN CERTCSE CERTISE CERTNAS CERTNYS CERTPAC CERTPBS CFPORTAL CFPORTAL/A CFPORTAL-W CORRESP CT ORDER C-TR C-TR-W C-U C-U-W C-W D D/A DEF13E3 DEF13E3/A DEF 14A DEF 14C DEFA14A DEFA14C DEFC14A DEFC14C DEFM14A DEFM14C DEFN14A DEF-OC DEFR14A DEFR14C DEFS14A DEFS14C DEL AM DFAN14A DFRN14A DOS DOS/A DOSLTR DRS DRS/A DRSLTR DSTRBRPT DSTRBRPT/A EBRD EBRD/A EFFECT F-1 F-10 F-10/A F-10EF F-10MEF F-10POS F-1/A F-1MEF F-2 F-2/A F-2D F-2DPOS F-2MEF F-3 F-3/A F-3ASR F-3D F-3DPOS F-3MEF F-4 F-4/A F-4EF F-4MEF F-4 POS F-6 F-6/A F-6EF F-6 POS F-7 F-7/A F-7 POS F-8 F-80 F-80/A F-80POS F-8/A F-8 POS F-9 F-9/A F-9EF F-9MEF F-9 POS F-N F-N/A FOCUSN FOCUSN/A FWP F-X F-X/A G-405 G-405/A G-405N G-405N/A G-FIN G-FIN/A G-FINW HISTORY IADB IADB/A IBRD IBRD/A ID-NEWCIK IFC IFC/A IRANNOTICE MA MA-A MA/A MA-I MA-I/A MA-W MSD MSD/A MSDCO MSDW N-1 N-14 N-14 8C N-14 8C/A N-14/A N-14AE N14AE24 N14AE24/A N-14AE/A N14EL24 N14EL24/A N-14MEF N-18F1 N-18F1/A N-1/A N-1A N-1A/A N-1A EL N-1A EL/A N-2 N-23C-1 N-23C-1/A N-23C-2 N-23C-2/A N-23C3A N-23C3A/A N-23C3B N-23C3B/A N-23C3C N-23C3C/A N-27D-1 N-27D-1/A N-2/A N-2ASR N-2MEF N-2 POSASR N-3 N-30B-2 N-30D N-30D/A N-3/A N-3 EL N-3 EL/A N-4 N-4/A N-4 EL N-4 EL/A N-5 N-54A N-54A/A N-54C N-54C/A N-5/A N-6 N-6/A N-6C9 N-6C9/A N-6F N-6F/A N-8A N-8A/A N-8B-2 N-8B-2/A N-8B-3 N-8B-4 N-8B-4/A N-8F N-8F/A N-8F NTC N-8F ORDR N-CEN N-CEN/A N-CR N-CR/A N-CSR N-CSR/A N-CSRS N-CSRS/A N-MFP N-MFP1 N-MFP1/A N-MFP2 N-MFP2/A N-MFP3 N-MFP3/A N-MFP/A NO ACT NPORT-EX NPORT-EX/A NPORT-P NPORT-P/A N-PX N-PX/A N-Q N-Q/A NRSRO-CE NRSRO-CE/A NRSRO-UPD NSAR-A NSAR-A/A NSAR-AT NSAR-AT/A NSAR-B NSAR-B/A NSAR-BT NSAR-BT/A NSAR-U NSAR-U/A NT 10-D NT 10-D/A NT 10-K NT 10-K/A NT 10-Q NT 10-Q/A NT 11-K NT 11-K/A NT 15D2 NT 15D2/A NT 20-F NT 20-F/A NTFNCEN NTFNCSR NTFNSAR NTN 10D NTN 10K NTN 10Q NTN 11K NTN15D2 NTN 20F NT N-CEN NT-NCEN NT-NCEN/A NT-NCSR NT-NCSR/A NT N-MFP NT N-MFP1 NT N-MFP2 NT NPORT-EX NT NPORT-P NT-NSAR NT-NSAR/A N-VP N-VP/A N-VPFS N-VPFS/A OC OC/A OIP NTC OIP ORDR POS462B POS462C POS 8C POS AM POS AMC POS AMI POSASR POS EX PRE13E3 PRE13E3/A PRE 14A PRE 14C PREA14A PREA14C PREC14A PREC14C PREM14A PREM14C PREN14A PRER14A PRER14C PRES14A PRES14C PRRN14A PWR-ATT PWR-ATT/A PX14A6G PX14A6N QRTLYRPT QRTLYRPT/A QUALIF REGDEX REGDEX/A REG-NR REG-NR/A REVOCATION-MA REVOKED RW RW WD S-1 S-11 S-11/A S-11MEF S-1/A S-1MEF S-2 S-20 S-20/A S-2/A S-2MEF S-3 S-3/A S-3ASR S-3D S-3D/A S-3DPOS S-3MEF S-4 S-4/A S-4EF S-4EF/A S-4MEF S-4 POS S-6 S-6/A S-6EL24 S-6EL24/A S-8 S-8/A S-8 POS S-B SB-1 SB-1/A SB-1MEF SB-2 SB-2/A SB-2MEF S-B/A S-BMEF SBSE SBSE-A SBSE/A SBSE-A/A SBSE-BD SBSE-BD/A SBSE-C SBSEF SBSEF/A SBSEF-W SBSE-W SC 13D SC 13D/A SC 13E1 SC 13E1/A SC 13E3 SC 13E3/A SC 13E4 SC 13E4/A SC13E4F SC13E4F/A SC 13G SC 13G/A SC 14D1 SC 14D1/A SC14D1F SC14D1F/A SC 14D9 SC 14D9/A SC14D9C SC14D9F SC14D9F/A SC 14F1 SC 14F1/A SC 14N SC 14N/A SCHEDULE 13D SCHEDULE 13D/A SCHEDULE 13G SCHEDULE 13G/A SC TO-C SC TO-I SC TO-I/A SC TO-T SC TO-T/A SD SD/A SDR SDR/A SE SEC ACTION SEC STAFF ACTION SEC STAFF LETTER SF-1 SF-1/A SF-1MEF SF-3 SF-3/A SL SP 15D2 SP 15D2/A SPDSCL STOP ORDER SUPPL T-3 T-3/A T-6 T-6/A TA-1 TA-1/A TA-2 TA-2/A TACO TA-W TH TTW TTW/A U-1 U-12-IA U-12-IA/A U-12-IB U-12-IB/A U-13-1 U-13-1/A U-13-60 U-13-60/A U-13E-1 U-13E-1/A U-1/A U-33-S U-33-S/A U-3A-2 U-3A-2/A U-3A3-1 U-3A3-1/A U-57 U-57/A U5A U5A/A U5B U5B/A U5S U5S/A U-6B-2 U-6B-2/A U-7D U-7D/A U-9C-3 U-9C-3/A UNDER UNDER/A UPLOAD U-R-1 U-R-1/A WDL-REQ X-17A-5 X-17A-5/A