| Filed On | Entity | Filing |
|---|---|---|
| 26 Oct 2026 | IAFF-FC INVESTMENTS LLC | X-17A-5 |
| 26 Oct 2026 | FIRST PUBLIC, LLC | X-17A-5 |
| 22 Oct 2026 | RETOKENS CAPITAL LLC | X-17A-5 |
| 15 Oct 2026 | ACE DIVERSIFIED CAPITAL, INC. | X-17A-5 |
| 15 Oct 2026 | GAGNON SECURITIES, LLC | X-17A-5 |
| 15 Oct 2026 | POLAR INVESTMENT COUNSEL, INC. | X-17A-5 |
| 13 Oct 2026 | CMD GLOBAL PARTNERS, LLC | X-17A-5 |
| 13 Oct 2026 | KELSON CAPITAL LLC | X-17A-5 |
| 13 Oct 2026 | PACIFIC FINANCIAL ASSOCIATES NV, INC. | X-17A-5 |
| 13 Oct 2026 | STRATCAP SECURITIES, LLC | X-17A-5 |
| 09 Oct 2026 | COMPASS SECURITIES CORPORATION | X-17A-5 |
| 09 Oct 2026 | COMPASS SECURITIES CORPORATION | X-17A-5 |
| 09 Oct 2026 | COMPASS SECURITIES CORPORATION | X-17A-5 |
| 09 Oct 2026 | EBISU SECURITIES INC. | X-17A-5 |
| 09 Oct 2026 | INSTITUTIONAL BOND NETWORK, LLC | X-17A-5 |
| 07 Oct 2026 | PLACE TRADE FINANCIAL, INC. | X-17A-5 |
| 07 Oct 2026 | CEVIDICA SECURITIES GROUP LLC | X-17A-5 |
| 06 Oct 2026 | CONTINENTAL INVESTORS SERVICES, INC. | X-17A-5 |
| 06 Oct 2026 | DCMB SECURITIES LLC | X-17A-5 |
| 06 Oct 2026 | MOORS & CABOT, INC. | X-17A-5 |
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