3D/L Capital Management, LLC

Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.

Reported portfolio value by quarter (13 quarters reported)

$428M —

Q4 20 Q3 21 Q2 22 Q1 23 Q4 23

$80.7M in Q4 2020 → — now. Hover for any quarter.

Holdings

As reported for the quarter ended December 31, 2023. Activity is the change in share count since the prior quarter's filing.

Holding	% of portfolio	Activity	Shares	Value
N N/a	NaN%	New	0	—

What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.

quarter ended December 31, 2023 · filed February 14, 2024

Company	Action	Shares changed	Value of change	% of portfolio
DE Dimensional ETF Trust	Exited	−1,194,035	−$30.7M	—
FT First Tr Exchng Traded Fd Vi	Exited	−745,536	−$28.6M	—
VI Vanguard Index Fds	Exited	−203,789	−$28.1M	—
IT Ishares Tr	Exited	−854,112	−$21.7M	—
DE Dimensional ETF Trust	Exited	−896,464	−$20.9M	—
WT Wisdomtree Tr	Exited	−369,398	−$18.7M	—
KT Kraneshares Tr	Exited	−835,639	−$17.8M	—
DE Dimensional ETF Trust	Exited	−684,953	−$15.5M	—
WT Wisdomtree Tr	Exited	−240,789	−$13.8M	—
PE Pimco ETF Tr	Exited	−154,687	−$13.6M	—

Showing the 10 largest of 82 changes.

quarter ended September 30, 2023 · filed October 26, 2023

Company	Action	Shares changed	Value of change	% of portfolio
FT First Tr Exchng Traded Fd Vi	New	+745,536	+$28.6M	9.3%
FT First Tr Exchng Traded Fd Vi	Exited	−636,085	−$25.3M	—
IT Ishares Tr	Trimmed	−49,585	−$5.09M	0.2%
PE Pimco ETF Tr	Trimmed	−49,603	−$4.36M	4.4%
JP J P Morgan Exchange Traded F	New	+50,939	+$2.46M	0.8%
VI Vanguard Index Fds	Trimmed	−17,781	−$2.45M	9.1%
VE Vaneck ETF Trust	Exited	−134,807	−$2.42M	—
DE Dimensional ETF Trust	Trimmed	−87,273	−$2.24M	10.0%
WT Wisdomtree Tr	Trimmed	−34,703	−$1.76M	6.1%
DE Dbx ETF Tr	Added	+70,598	+$1.68M	0.7%

Showing the 10 largest of 107 changes.

quarter ended June 30, 2023 · filed August 08, 2023

Company	Action	Shares changed	Value of change	% of portfolio
FT First Tr Exchng Traded Fd Vi	Trimmed	−726,543	−$27.4M	0.5%
FT First Tr Exchng Traded Fd Vi	New	+636,085	+$25.3M	7.3%
IT Ishares Tr	Trimmed	−169,182	−$4.31M	6.6%
PE Pimco ETF Tr	Trimmed	−44,926	−$4.12M	5.4%
DE Dimensional ETF Trust	Trimmed	−137,132	−$3.64M	9.8%
DE Dimensional ETF Trust	Trimmed	−136,013	−$3.3M	6.5%
WT Wisdomtree Tr	Trimmed	−39,998	−$2.12M	6.2%
VI Vanguard Index Fds	Trimmed	−13,075	−$1.86M	9.1%
IT Ishares Tr	Trimmed	−18,516	−$1.5M	0.1%
KT Kraneshares Tr	Trimmed	−51,906	−$1.17M	5.7%

Showing the 10 largest of 113 changes.

quarter ended March 31, 2023 · filed May 08, 2023

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Trimmed	−60,708	−$6.02M	0.2%
WT Wisdomtree Tr	Added	+59,567	+$2.6M	1.8%
SE Simplify Exchange Traded Fun	Exited	−80,051	−$1.98M	—
PE Pimco ETF Tr	Added	+21,025	+$1.95M	6.1%
IT Ishares Tr	New	+23,394	+$1.92M	0.5%
SS Select Sector SPDR Tr	New	+14,214	+$1.84M	0.5%
SS Select Sector SPDR Tr	New	+49,195	+$1.58M	0.4%
VI Vanguard Index Fds	Trimmed	−7,833	−$1.08M	8.6%
SS Select Sector SPDR Tr	New	+11,531	+$930K	0.2%
SS Select Sector SPDR Tr	New	+13,712	+$928K	0.2%

Showing the 10 largest of 117 changes.

quarter ended December 31, 2022 · filed February 13, 2023

Company	Action	Shares changed	Value of change	% of portfolio
FT Flexshares Tr	Trimmed	−693,244	−$29.5M	0.3%
FT First Tr Exchng Traded Fd Vi	New	+796,415	+$26.3M	7.1%
IT Ishares Tr	New	+69,325	+$6.72M	1.8%
IT Ishares Tr	Added	+63,398	+$6.69M	2.0%
FT First Tr Exchange-traded Fd	Trimmed	−107,332	−$5.09M	1.4%
DE Dbx ETF Tr	Trimmed	−158,877	−$3.77M	0.2%
VE Vaneck ETF Trust	New	+158,909	+$2.77M	0.7%
SE Simplify Exchange Traded Fun	New	+80,051	+$1.98M	0.5%
AC American Centy ETF Tr	Exited	−40,500	−$1.93M	—
FT First Tr Exch Traded Fd Iii	Exited	−39,318	−$1.92M	—

Showing the 10 largest of 110 changes.

quarter ended September 30, 2022 · filed November 09, 2022

Company	Action	Shares changed	Value of change	% of portfolio
FT Flexshares Tr	Added	+41,334	+$1.64M	8.5%
IT Ishares Tr	Added	+76,414	+$1.51M	6.2%
DE Dimensional ETF Trust	Added	+70,307	+$1.35M	6.2%
WT Wisdomtree Tr	Added	+14,322	+$737K	4.2%
JE Jacobs Engr Group Inc	Exited	−4,485	−$570K	—
VI Vanguard Index Fds	Added	+4,214	+$520K	9.2%
Jacobs Solutions Inc	New	+4,485	+$487K	0.1%
DE Dimensional ETF Trust	Added	+23,968	+$482K	4.6%
WT Wisdomtree Tr	Added	+10,227	+$401K	2.8%
DE Dimensional ETF Trust	Added	+19,504	+$401K	3.1%

Showing the 10 largest of 104 changes.

quarter ended June 30, 2022 · filed August 02, 2022

Company	Action	Shares changed	Value of change	% of portfolio
DE Dimensional ETF Trust	New	+1,399,229	+$31.5M	8.8%
JP J P Morgan Exchange Traded F	Trimmed	−763,547	−$28.5M	0.1%
DE Dimensional ETF Trust	New	+1,013,298	+$21.8M	6.1%
GS Goldman Sachs ETF Tr	Exited	−660,820	−$21.6M	—
FT Flexshares Tr	Trimmed	−926,359	−$18.9M	0.1%
DE Dimensional ETF Trust	New	+746,686	+$17.3M	4.8%
DE Dimensional ETF Trust	New	+485,554	+$11.3M	3.2%
KT Kraneshares Tr	Trimmed	−451,699	−$11M	0.1%
IT Ishares Tr	Added	+435,406	+$9.66M	6.1%
DE Dimensional ETF Trust	New	+393,370	+$8.87M	2.5%

Showing the 10 largest of 133 changes.

quarter ended March 31, 2022 · filed May 10, 2022

Company	Action	Shares changed	Value of change	% of portfolio
WT Wisdomtree Tr	Trimmed	−51,153	−$2.45M	3.0%
VI Vanguard Index Fds	Trimmed	−12,573	−$1.86M	9.6%
JP J P Morgan Exchange-traded F	Trimmed	−22,501	−$965K	8.1%
KT Kraneshares Tr	Added	+37,315	+$880K	5.6%
AE Abrdn Etfs	Trimmed	−25,162	−$723K	1.9%
WT Wisdomtree Tr	Trimmed	−11,833	−$647K	6.2%
SS Select Sector SPDR Tr	Exited	−9,890	−$549K	—
IT Ishares Tr	Added	+1,203	+$546K	0.6%
GX Global X Fds	Exited	−24,418	−$428K	—
FT Flexshares Tr	Trimmed	−15,745	−$376K	5.5%

Showing the 10 largest of 126 changes.

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