National Planning Corp

Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.

Reported portfolio value by quarter (20 quarters reported)

$1.41B —

Q2 13 Q2 14 Q2 15 Q2 16 Q2 17 Q1 18

$807M in Q2 2013 → — now. Hover for any quarter.

Holdings

As reported for the quarter ended March 31, 2018. Activity is the change in share count since the prior quarter's filing.

Holding	% of portfolio	Activity	Shares	Value
N None	NaN%	New	0	—

What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.

quarter ended March 31, 2018 · filed April 16, 2018

Company	Action	Shares changed	Value of change	% of portfolio
VT Vanguard Tax Managed Intl Fd	Exited	−1,435	−$64.3K	—
VI Vanguard Index Fds	Exited	−570	−$60.6K	—
VI Vanguard Index Fds	Exited	−374	−$52.6K	—
VC Vanguard Charlotte Fds	Exited	−650	−$35.4K	—
FT First Tr Exchange Traded Fd	Exited	−1,250	−$30.7K	—
SS SPDR S&P 500 ETF Tr	Exited	−114	−$30.4K	—
IT Ishares Tr	Exited	−336	−$29.3K	—
I Ishares Inc	Exited	−584	−$29.2K	—
VB Vanguard Bd Index Fd Inc	Exited	−317	−$25.1K	—
IT Ishares Tr	Exited	−239	−$24.7K	—

Showing the 10 largest of 47 changes.

quarter ended December 31, 2017 · filed February 14, 2018

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr	Trimmed	−180,027	−$48M	4.2%
VI Vanguard Index Fds	Exited	−258,018	−$33.4M	—
IT Ishares Tr	Trimmed	−96,001	−$25.9M	2.9%
PQ Powershares Qqq Trust	Exited	−174,041	−$25.3M	—
IT Ishares Tr	Trimmed	−345,547	−$24.3M	2.9%
IT Ishares Tr	Trimmed	−147,526	−$22.5M	2.4%
Apple Inc	Exited	−139,638	−$21.5M	—
SD SPDR Dow Jones Indl Avrg ETF	Trimmed	−83,723	−$20.7M	2.8%
VC Vanguard Charlotte Fds	Trimmed	−377,058	−$20.5M	4.9%
VI Vanguard Index Fds	Trimmed	−179,060	−$19M	8.3%

Showing the 10 largest of 710 changes.

quarter ended September 30, 2017 · filed November 22, 2017

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr	Trimmed	−47,328	−$11.9M	3.8%
VI Vanguard Index Fds	Added	+85,509	+$11.1M	2.8%
VA Vanguard Admiral Fds Inc	Trimmed	−76,078	−$9.78M	—
PE Powershares ETF Tr Ii	Trimmed	−191,621	−$8.77M	—
IT Ishares Tr	Trimmed	−89,211	−$8.54M	—
IT Ishares Tr	Added	+33,105	+$6.7M	1.1%
Apple Inc	Trimmed	−42,486	−$6.55M	1.8%
Pepsico Inc	Trimmed	−56,682	−$6.32M	0.2%
BH Berkshire Hathaway Inc Del	Trimmed	−34,009	−$6.23M	1.0%
IT Ishares Tr	Added	+73,253	+$5.85M	0.7%

Showing the 10 largest of 763 changes.

quarter ended June 30, 2017 · filed August 02, 2017

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Trimmed	−302,877	−$43M	1.0%
IT Ishares Tr	Added	+292,970	+$19.1M	1.9%
IT Ishares Tr	Trimmed	−172,852	−$18.9M	0.3%
VB Vanguard Bd Index Fd Inc	Trimmed	−213,264	−$17.9M	0.3%
IT Ishares Tr	Trimmed	−111,599	−$16.7M	0.1%
SD SPDR Dow Jones Indl Avrg ETF	Added	+67,795	+$14.5M	1.4%
VP Victory Portfolios Ii	Trimmed	−326,961	−$14.5M	—
VI Vanguard Index Fds	Trimmed	−113,663	−$14.2M	1.6%
VP Victory Portfolios Ii	Trimmed	−331,556	−$14.1M	—
VW Vanguard Whitehall Fds Inc	Trimmed	−224,118	−$14M	—

Showing the 10 largest of 762 changes.

quarter ended March 31, 2017 · filed May 15, 2017

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P Midcap 400 ETF Tr	Trimmed	−9,425	−$2.92M	1.8%
IT Ishares Tr	Added	+16,575	+$2.58M	0.2%
IT Ishares Tr	Trimmed	−17,858	−$2.43M	4.1%
IT Ishares Tr	Trimmed	−17,377	−$2.36M	—
SS SPDR S&P 500 ETF Tr	Added	+9,832	+$2.32M	3.2%
SS SPDR Series Trust	Added	+78,903	+$2.11M	0.3%
PE Powershares ETF Tr Ii	Added	+71,584	+$2.08M	0.2%
IT Ishares Tr	Trimmed	−13,795	−$2.07M	0.2%
VI Vanguard Index Fds	Trimmed	−15,515	−$2.05M	0.5%
IT Ishares Tr	Added	+17,883	+$1.95M	0.2%

Showing the 10 largest of 649 changes.

quarter ended December 31, 2016 · filed February 07, 2017

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Added	+128,984	+$19M	1.5%
SS SPDR S&P 500 ETF Tr	Added	+79,492	+$18.1M	3.0%
IT Ishares Tr	Trimmed	−446,184	−$16.7M	0.2%
PQ Powershares Qqq Trust	Trimmed	−112,085	−$14M	1.0%
VT Vanguard Tax Managed Intl Fd	Trimmed	−325,032	−$12.4M	1.9%
VI Vanguard Index Fds	Trimmed	−125,226	−$11.7M	1.2%
VI Vanguard Index Fds	Trimmed	−85,795	−$9.95M	0.7%
IT Ishares Tr	Added	+114,803	+$7.8M	0.8%
IT Ishares Tr	Added	+43,129	+$7.24M	1.1%
IT Ishares Tr	Trimmed	−61,624	−$6.65M	1.8%

Showing the 10 largest of 694 changes.

quarter ended September 30, 2016 · filed November 10, 2016

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Added	+201,132	+$23.8M	3.6%
SS SPDR S&P 500 ETF Tr	Trimmed	−111,297	−$23.7M	1.5%
SS SPDR S&P Midcap 400 ETF Tr	Trimmed	−79,546	−$21.9M	1.5%
IT Ishares Tr	Trimmed	−233,848	−$17.6M	0.1%
PQ Powershares Qqq Trust	Added	+148,607	+$17.3M	2.0%
IT Ishares Tr	Added	+427,570	+$15.9M	1.5%
VW Vanguard Whitehall Fds Inc	New	+231,746	+$12.9M	1.0%
VI Vanguard Index Fds	Added	+99,265	+$10.8M	2.4%
PE Powershares ETF Tr Ii	Trimmed	−254,112	−$10.3M	0.2%
SS Schwab Strategic Tr	New	+194,495	+$7.68M	0.6%

Showing the 10 largest of 660 changes.

quarter ended June 30, 2016 · filed August 09, 2016

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P Midcap 400 ETF Tr	Added	+135,237	+$37.8M	3.2%
IT Ishares Tr	Added	+149,976	+$17.9M	1.7%
IT Ishares Tr	Added	+140,468	+$11.9M	1.6%
IT Ishares Tr	Trimmed	−58,547	−$7.11M	0.2%
PQ Powershares Qqq Trust	Trimmed	−54,797	−$6.3M	0.6%
BM Blackrock Muniholdngs Qlty I	New	+306,041	+$4.62M	0.4%
BM Blackrock Munivest Fd Ii Inc	Added	+251,743	+$4.53M	0.4%
IT Ishares Tr	Trimmed	−33,286	−$4.3M	—
BM Blackrock Muniyield Fd Inc	Added	+244,982	+$3.89M	0.3%
IT Ishares Tr	Added	+33,491	+$3.79M	0.6%

Showing the 10 largest of 632 changes.

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