SII INVESTMENTS INC/WI

Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.

Reported portfolio value by quarter (20 quarters reported)

$1.75B —

Q2 13 Q2 14 Q2 15 Q2 16 Q2 17 Q1 18

$464M in Q2 2013 → — now. Hover for any quarter.

Holdings

As reported for the quarter ended March 31, 2018. Activity is the change in share count since the prior quarter's filing.

Holding	% of portfolio	Activity	Shares	Value
N None	NaN%	New	0	—

What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.

quarter ended March 31, 2018 · filed April 16, 2018

Company	Action	Shares changed	Value of change	% of portfolio
VT Vanguard Tax Managed Intl Fd	Exited	−860,271	−$38.6M	—
VI Vanguard Index Fds	Exited	−342,272	−$36.4M	—
VI Vanguard Index Fds	Exited	−238,281	−$33.5M	—
IT Ishares Tr	Exited	−292,734	−$32M	—
PQ Powershares Qqq Trust	Exited	−194,505	−$30.3M	—
VI Vanguard Index Fds	Exited	−110,780	−$27.2M	—
VB Vanguard Bd Index Fd Inc	Exited	−299,050	−$23.7M	—
VC Vanguard Charlotte Fds	Exited	−411,157	−$22.4M	—
IT Ishares Tr	Exited	−192,398	−$22M	—
IT Ishares Tr	Exited	−459,084	−$21.6M	—

Showing the 10 largest of 401 changes.

quarter ended December 31, 2017 · filed February 09, 2018

Company	Action	Shares changed	Value of change	% of portfolio
VI Vanguard Index Fds	Trimmed	−398,330	−$42.3M	3.8%
VI Vanguard Index Fds	Trimmed	−274,708	−$38.6M	3.5%
IT Ishares Tr	Trimmed	−123,505	−$33.2M	1.3%
VT Vanguard Tax Managed Intl Fd	Trimmed	−668,509	−$30M	4.0%
VI Vanguard Index Fds	Trimmed	−96,342	−$23.6M	2.8%
IT Ishares Tr	Trimmed	−128,007	−$19.6M	2.2%
VB Vanguard Bd Index Fd Inc	Trimmed	−240,364	−$19M	2.5%
PQ Powershares Qqq Trust	Trimmed	−121,005	−$18.9M	3.1%
VI Vanguard Index Fds	Trimmed	−117,163	−$17.3M	1.4%
VC Vanguard Charlotte Fds	Trimmed	−285,923	−$15.5M	2.3%

Showing the 10 largest of 631 changes.

quarter ended September 30, 2017 · filed November 13, 2017

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Added	+139,967	+$14.1M	1.1%
IT Ishares Tr	Added	+240,947	+$10.8M	1.7%
Nicolet Bankshares Inc	Trimmed	−104,105	−$6.27M	0.4%
PQ Powershares Qqq Trust	Trimmed	−40,620	−$5.91M	2.6%
VI Vanguard Index Fds	Added	+24,611	+$5.68M	2.7%
IT Ishares Tr	Added	+45,773	+$5.33M	0.7%
IU Ishares U S ETF Tr	Trimmed	−94,769	−$4.82M	0.1%
IT Ishares Tr	Added	+38,965	+$4.27M	2.2%
VT Vanguard Tax Managed Intl Fd	Added	+97,285	+$4.22M	3.8%
IT Ishares Tr	Added	+62,691	+$4.03M	1.8%

Showing the 10 largest of 618 changes.

quarter ended June 30, 2017 · filed August 14, 2017

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Added	+115,976	+$28.2M	2.4%
PQ Powershares Qqq Trust	Added	+103,737	+$14.3M	3.0%
FT First Tr Value Line Divid In	Added	+404,404	+$11.8M	1.2%
PE Powershares ETF Tr Ii	Added	+214,566	+$8.63M	0.6%
OR Oppenheimer Rev Weightd ETF	Added	+124,137	+$8.2M	0.5%
IT Ishares Tr	Added	+73,987	+$8.1M	2.1%
SS Schwab Strategic Tr	Trimmed	−105,608	−$6.73M	0.1%
IT Ishares Tr	Added	+109,953	+$6.69M	1.6%
IU Ishares U S ETF Tr	Added	+111,067	+$5.6M	0.4%
FT First Tr Exchange Traded Fd	Added	+98,928	+$5.15M	0.4%

Showing the 10 largest of 617 changes.

quarter ended March 31, 2017 · filed May 15, 2017

Company	Action	Shares changed	Value of change	% of portfolio
PQ Powershares Qqq Trust	Added	+91,198	+$12.1M	2.3%
IT Ishares Tr	Added	+75,839	+$7.89M	2.0%
VI Vanguard Index Fds	Added	+30,457	+$6.59M	3.0%
IT Ishares Tr	Added	+42,007	+$5.53M	2.2%
VB Vanguard Bd Index Fd Inc	Added	+66,813	+$5.33M	2.6%
IT Ishares Tr	New	+72,100	+$5.28M	0.4%
PE Powershares ETF Tr Ii	Trimmed	−123,106	−$4.99M	0.1%
IT Ishares Tr	Added	+69,087	+$4.77M	0.7%
PA Powershares Act Mang Comm Fd	Exited	−276,115	−$4.77M	—
FT First Tr Exchange Traded Fd	Added	+168,558	+$4.48M	0.4%

Showing the 10 largest of 593 changes.

quarter ended December 31, 2016 · filed February 13, 2017

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr	Trimmed	−115,693	−$13.8M	—
Nicolet Bankshares Inc	Trimmed	−238,218	−$11.4M	1.1%
VI Vanguard Index Fds	Added	+27,666	+$5.68M	2.6%
FT First Tr Exchange Traded Fd	Trimmed	−94,350	−$5.39M	—
PE Powershares ETF Tr Ii	Added	+136,819	+$5.36M	0.5%
SC Schwab Charles Corp New	Trimmed	−102,094	−$4.03M	0.1%
VI Vanguard Index Fds	Trimmed	−41,146	−$3.83M	5.0%
WT Wisdomtree Tr	Added	+37,460	+$3.53M	0.3%
IT Ishares Tr	Trimmed	−35,399	−$2.99M	0.1%
CD Caterpillar Inc Del	Trimmed	−32,256	−$2.99M	0.6%

Showing the 10 largest of 597 changes.

quarter ended September 30, 2016 · filed November 10, 2016

Company	Action	Shares changed	Value of change	% of portfolio
Nicolet Bankshares Inc	Added	+433,460	+$16.6M	1.6%
VI Vanguard Index Fds	Added	+95,830	+$8.34M	5.1%
VI Vanguard Index Fds	Added	+70,833	+$7.95M	4.7%
VW Vanguard Whitehall Fds Inc	Trimmed	−109,096	−$7.8M	0.3%
Apple Inc	Trimmed	−66,727	−$7.55M	0.9%
VB Vanguard Bd Index Fd Inc	Added	+84,828	+$7.14M	0.7%
SI SPDR Index Shs Fds	Trimmed	−133,035	−$6.6M	—
VI Vanguard Index Fds	Added	+31,554	+$6.27M	2.2%
VI Vanguard Intl Equity Index F	Added	+131,218	+$5.96M	1.7%
VI Vanguard Intl Equity Index F	Trimmed	−144,754	−$5.45M	1.0%

Showing the 10 largest of 626 changes.

quarter ended June 30, 2016 · filed August 09, 2016

Company	Action	Shares changed	Value of change	% of portfolio
VI Vanguard Index Fds	Added	+69,079	+$13.3M	1.7%
VI Vanguard Index Fds	Added	+93,907	+$10.9M	1.9%
VI Vanguard Index Fds	Added	+80,615	+$9.97M	1.0%
IT Ishares Tr	Added	+249,379	+$8.57M	0.9%
SI SPDR Index Shs Fds	Added	+133,111	+$6.7M	0.6%
VI Vanguard Intl Equity Index F	Added	+180,311	+$6.37M	1.4%
VW Vanguard Whitehall Fds Inc	Added	+80,475	+$5.74M	0.9%
Apple Inc	Added	+50,565	+$4.84M	1.3%
Nicolet Bankshares Inc	New	+126,642	+$4.82M	0.4%
Procter & Gamble Co	Added	+51,086	+$4.32M	0.6%

Showing the 10 largest of 596 changes.

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