| Filed On | Filing |
|---|---|
| 14 Feb 2023 | SC 13G/A |
| 10 Feb 2023 | SC 13G/A |
| 11 Jul 2022 | SC 13D/A |
| 11 Jul 2022 | 15-12G |
| 07 Jul 2022 | EFFECT |
| 07 Jul 2022 | EFFECT |
| 05 Jul 2022 | AMENDMENT NO. 4 TO SCHEDULE 13G |
| 01 Jul 2022 | 8-K: Termination of a Material Definitive Agreement; Completion of Acquisition or Disposition of Assets +5 more |
| 01 Jul 2022 |
Form 4: Vivo Opportunity, Llc, Director and 6 others
Returned 3,329,512 shares to the issuer ($183M) · Disposed of 1,855,873 Series A Warrants (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Orbimed Advisors Llc, Director and 3 others
Returned 1,964,770 shares to the issuer ($108M) · Disposed of 1,477,124 Series A Warrants (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Ashiya Mona, Director
Returned 1,964,770 shares to the issuer ($108M) · Disposed of 14,374 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 1,477,124 Series A Warrants (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Aggarwal Gaurav, Director
Returned 2,735,853 shares to the issuer ($150M) · Disposed of 14,374 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 1,455,384 Series A Warrant (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Sinclair Andrew, Director
Returned 1,314,127 shares to the issuer ($72.3M) · Disposed of 14,374 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 871,125 Series A Warrants (Right to Buy) (Disposition to Issuer) ($40.1M) |
| 01 Jul 2022 |
Form 4: Klencke Barbara, Chief Medical Officer
Returned 15,000 shares to the issuer ($825K) · Disposed of 11,744 Stock Option (right to buy (Disposition to Issuer) · Disposed of 320,807 Stock Option (right to buy) (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Jagpal Sukhi, Chief Financial Officer
Disposed of 249,536 Stock Option (right to buy) (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Pelzer Robert, Director
Disposed of 26,327 Stock Option (right to buy) (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Cooper Jeffrey H, Director
Disposed of 28,002 Stock Option (right to buy) (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Allen Andrew R, Director
Returned 1,650 shares to the issuer ($90.8K) · Disposed of 20,655 Stock Option (right to buy) (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Collard Craig A, Director
Returned 13,500 shares to the issuer ($743K) · Disposed of 16,000 Stock Option (right to buy) (Disposition to Issuer) |
| 01 Jul 2022 |
Form 4: Dilly Stephen George, Director
Returned 5,000 shares to the issuer ($275K) · Disposed of 1,037,000 Stock Option (right to buy) (Disposition to Issuer) |
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