|
Q3 FY2015
As of Sep 30, 2015
|
Q2 FY2015
As of Jun 30, 2015
|
Q1 FY2015
As of Mar 31, 2015
|
Q4 FY2014
As of Dec 31, 2014
|
Q3 FY2014
As of Sep 30, 2014
|
Q2 FY2014
As of Jun 30, 2014
|
Q1 FY2014
As of Mar 31, 2014
|
Q4 FY2013
As of Dec 31, 2013
|
Q3 FY2013
As of Sep 30, 2013
|
Q2 FY2013
As of Jun 30, 2013
|
|
|---|---|---|---|---|---|---|---|---|---|---|
| Assets | ||||||||||
| Cash and cash equivalents | ||||||||||
| Restricted cash | ||||||||||
| Cash and securities segregated under federal and other regulations | ||||||||||
| Available-for-sale securities | ||||||||||
| Trading securities | ||||||||||
| Due from affiliates | ||||||||||
| Due from non-affiliates | ||||||||||
| Accounts Receivable, Net | ||||||||||
| Due from related parties | ||||||||||
| Due from non-related parties | ||||||||||
| Due from non-affiliates | ||||||||||
| Other receivables | ||||||||||
| Due from Parent | ||||||||||
| Receivable from customers | ||||||||||
| Receivables from brokers, dealers, clearing organizations and other | ||||||||||
| Due from RCAP Holdings and other related parties | ||||||||||
| Prepaid expenses and other assets | ||||||||||
| Deferred income tax asset (net) | ||||||||||
| Property and equipment (net of accumulated depreciation of $11,803 and $5,150, respectively) | ||||||||||
| Deferred compensation plan investments | ||||||||||
| Notes receivable (net of allowance of $1,424 and $914, respectively) | ||||||||||
| Deferred financing fees | ||||||||||
| Intangible assets (net of accumulated amortization of $145,042 and $68,106, respectively) | ||||||||||
| Goodwill | ||||||||||
| Other assets | ||||||||||
| Assets of businesses held for sale | ||||||||||
| Total assets | ||||||||||
| LIABILITIES AND STOCKHOLDERS' EQUITY | ||||||||||
| Accounts payable | ||||||||||
| Payable to customers | ||||||||||
| Payable to broker-dealers | ||||||||||
| Commissions payable | ||||||||||
| Accrued expenses | ||||||||||
| Due to affiliates | ||||||||||
| Due to non-affiliates | ||||||||||
| Due to related parties | ||||||||||
| Due to non-related parties | ||||||||||
| Due to related parties | ||||||||||
| Due to non-related parties | ||||||||||
| Dividends payable | ||||||||||
| Series B Preferred Stock | ||||||||||
| Series C Preferred Stock | ||||||||||
| Series D-1 Preferred Stock | ||||||||||
| Series D-2 Preferred Stock | ||||||||||
| Total dividends payable | ||||||||||
| Income taxes payable | ||||||||||
| Management fee payable | ||||||||||
| Derivative contracts | ||||||||||
| Other liabilities | ||||||||||
| Deferred compensation plan accrued liabilities | ||||||||||
| Net deferred tax liability | ||||||||||
| Contingent and deferred consideration | ||||||||||
| Debt | ||||||||||
| Liabilities of businesses held for sale | ||||||||||
| Total liabilities | ||||||||||
| Class A common stock, $0.001 par value, 100,000,000 shares authorized, 28,317,237 issued and outstanding as of March 31, 2014, and 100,000,000 shares authorized, 2,500,000 issued and outstanding as of December 31, 2013 | ||||||||||
| Class B common stock, $0.001 par value, 100,000,000 shares authorized, 1 issued and outstanding as of March 31, 2014, and 100,000,000 shares authorized, 24,000,000 issued and outstanding as of December 31, 2013 | ||||||||||
| Commitments and contingencies — See Note 17 for more information. | ||||||||||
| Mezzanine equity | ||||||||||
| Series B Preferred Stock | ||||||||||
| Series C Preferred Stock | ||||||||||
| Series D-1 Preferred Stock | ||||||||||
| Series D-2 Preferred Stock | ||||||||||
| Total mezzanine equity | ||||||||||
| Common stock | ||||||||||
| Common Class A | ||||||||||
| Common Class B | ||||||||||
| Additional paid-in capital | ||||||||||
| Accumulated other comprehensive loss | ||||||||||
| Retained earnings | ||||||||||
| Member's equity | ||||||||||
| Total stockholders’ equity | ||||||||||
| Non-controlling interest | ||||||||||
| Total liabilities, mezzanine and stockholders’ equity |
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