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RCS Capital Corp 3 SEC Filings

Filed On Filing
07 Jan 2016 Form 3: Scher Bradley E, Director

No securities owned

12 Nov 2015 Form 3: Conboy Michael William, Director

No securities owned

25 Aug 2015 Form 3: Rowan Marc J, Director

No securities owned

25 Aug 2015 Form 3: Civale Anthony, Director

No securities owned

08 May 2015 Form 3: Roth R Lawrence, Director

Holds 152,088 shares of Class A Common Stock

01 May 2015 Form 3: Grady John Henry, Chief Str. & Risk Off.

Holds 49,267 shares of Class A Common Stock

29 Dec 2014 Form 3: Luxor Capital Group, Lp, 10% owner and 5 others

Holds 3,737,944 shares of Class A common stock, par value $0.001 per share

28 Oct 2014 Form 3: Nygaard Brian L, Chief Operating Officer

No securities owned

12 Feb 2014 Form 3: Brown Jeffrey J, Director

No securities owned

30 Dec 2013 Form 3: Wood Howell D, Director

No securities owned

18 Dec 2013 Form 3: Jones Brian D, CFO & Ass. Secretary

Holds 2,000 shares of Common Stock

04 Jun 2013 Form 3: McMillen Charles Thomas, Director

No securities owned

04 Jun 2013 Form 3: Kahane William M, Director

No securities owned

04 Jun 2013 Form 3: Budko Peter M, Director

Holds 100 shares of Common Stock

04 Jun 2013 Form 3: Auerbach Mark, Director

No securities owned

04 Jun 2013 Form 3: Weil Edward M Jr., Director

Holds 100 shares of Common Stock

04 Jun 2013 Form 3: Block Brian S, Director

Holds 100 shares of Common Stock

04 Jun 2013 Form 3: Rcap Holdings, Llc, 10% owner

Holds 100 shares of Common Stock

04 Jun 2013 Form 3: Schorsch Nicholas S, Director

Holds 100 shares of Common Stock

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