RCS Capital Corp 4 SEC Filings

Filed On	Filing
28 Dec 2015	Form 4: McMillen Charles Thomas, Director Returned 3,791 shares to the issuer ($42.5K)
28 Dec 2015	Form 4: Brown Jeffrey J, Director Returned 3,791 shares to the issuer ($42.5K)
28 Dec 2015	Form 4: Wood Howell D, Director Returned 3,791 shares to the issuer ($42.5K)
28 Dec 2015	Form 4: Auerbach Mark, Director Returned 20,346 shares to the issuer ($229K)
17 Nov 2015	Form 4: Kahane William M, 10% owner Acquired 1,000,000 Series D-1 Convertible Preferred Stock (Other Transaction)
17 Nov 2015	Form 4: Schorsch Nicholas S, 10% owner Acquired 1,000,000 Series D-1 Convertible Preferred Stock (Other Transaction)
16 Oct 2015	Form 4: Schorsch Nicholas S, 10% owner Acquired 898,372 shares (Other Transaction)
09 Oct 2015	Form 4: Luxor Capital Group, Lp, 10% owner and 7 others Acquired 2,240,000 shares (Other Transaction)
17 Sep 2015	Form 4: Nygaard Brian L, Former EVP and COO Holds 10,238 shares of Class A Common Stock
17 Sep 2015	Form 4: Roth R Lawrence, Former Director Holds 152,088 shares of Class A Common Stock
17 Sep 2015	Form 4: Budko Peter M, Former Director Holds 5,435,151 shares of Class A Common Stock
28 Aug 2015	Form 4: Kahane William M, 10% owner Received 352,728 shares as a grant or award
28 Aug 2015	Form 4: Auerbach Mark, Director Received 99,206 shares as a grant or award ($250K)
28 Aug 2015	Form 4: Wood Howell D, Director Received 15,873 shares as a grant or award ($40K)
28 Aug 2015	Form 4: McMillen Charles Thomas, Director Received 15,873 shares as a grant or award ($40K)
28 Aug 2015	Form 4: Brown Jeffrey J, Director Received 15,873 shares as a grant or award ($40K)
21 Aug 2015	Form 4: Luxor Capital Group, Lp, 10% owner and 6 others Acquired 500,000 11% Series D-2 Convertible Preferred Stock (Other Transaction) ($12.5M)
18 Aug 2015	Form 4: Schorsch Nicholas S, 10% owner Received 760,000 shares as a grant or award
14 Aug 2015	Form 4: Budko Peter M, Director Received 427,873 shares as a grant or award
14 Aug 2015	Form 4: Weil Edward M Jr., Director Received 91,340 shares as a grant or award

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