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LEGG MASON, INC. 4 SEC Filings

Filed On Filing
05 Aug 2021 Form 4: Legg MASON, Inc., 10% owner · Clarion Partners Real Estate Income Fund Inc.

Disposed of 5,148,181.467 shares (Other Transaction)

04 Feb 2021 Form 4: Legg MASON, Inc., 10% owner · Clarion Partners Real Estate Income Fund Inc.

Bought 828,431.373 shares ($8.45M)

04 Aug 2020 Form 4: Sullivan Joseph A, Director

Returned 709,310.52 shares to the issuer · Disposed of 50,156 Stock Options (Right to buy) (Disposition to Issuer) · Disposed of 4,011.84 Phantom Stock Units (Disposition to Issuer)

04 Aug 2020 Form 4: Nachtwey Peter, Sr. Executive VP & CFO

Returned 176,585.5 shares to the issuer · Disposed of 43,751 Stock Options (Right to buy) (Disposition to Issuer)

04 Aug 2020 Form 4: Merchant Thomas C, Exec VP & General Counsel

Returned 92,269.63 shares to the issuer · Disposed of 22,117 Stock Options (Right to buy) (Disposition to Issuer) · Disposed of 1,584.18 Phantom Stock Units (Disposition to Issuer)

04 Aug 2020 Form 4: Johnson Terence, Executive Vice President

Returned 156,587.18 shares to the issuer · Disposed of 53,044 Stock Options (Right to buy) (Disposition to Issuer)

04 Aug 2020 Form 4: Lattin Patricia, Executive Vice President

Returned 43,634.11 shares to the issuer · Disposed of 3,307 Stock Options (Right to buy) (Disposition to Issuer) · Disposed of 75.94 Phantom Stock (Disposition to Issuer)

04 Aug 2020 Form 4: Murphy John V, Director

Returned 31,450 shares to the issuer

04 Aug 2020 Form 4: Hooley Stephen C, Director

Returned 3,396 shares to the issuer

04 Aug 2020 Form 4: Quirk Alison A., Director

Returned 6,229 shares to the issuer

04 Aug 2020 Form 4: Goldberg Michelle J, Director

Disposed of 10,620.39 Restricted Stock Units (Disposition to Issuer)

04 Aug 2020 Form 4: Davidson Carol Anthony, Director

Returned 3,000 shares to the issuer · Disposed of 24,174.01 Restricted Stock Units (Disposition to Issuer)

04 Aug 2020 Form 4: Angelica Robert E, Director

Returned 27,772 shares to the issuer

21 Jul 2020 Form 4: Sullivan Joseph A, Director

Granted 33.61 Phantom Stock Units ($1.59K)

21 Jul 2020 Form 4: Merchant Thomas C, Exec VP & General Counsel

Granted 13.27 Phantom Stock Units ($628)

21 Jul 2020 Form 4: Lattin Patricia, Executive Vice President

Granted 0.64 Phantom Stock ($30.3)

21 Jul 2020 Form 4: Goldberg Michelle J, Director

Granted 84.56 Restricted Stock Units

21 Jul 2020 Form 4: Davidson Carol Anthony, Director

Granted 192.47 Restricted Stock Units

29 Jun 2020 Form 4: Merchant Thomas C, Exec VP & General Counsel

Gave 1,000 shares as a gift

29 Jun 2020 Form 4: Quirk Alison A., Director

Gave 1,008 shares as a gift

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