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LEGG MASON, INC. 4/A SEC Filings

Filed On Filing
18 May 2018 Form 4/A: Lattin Patricia, Executive Vice President

Received 5,809 shares as a grant or award · Received 974 shares by exercise or conversion ($32.4K) · Sold 898 shares ($35K)

18 May 2018 Form 4/A: Merchant Thomas C, Exec VP & General Counsel

Received 11,715 shares as a grant or award · Received 2,801 shares by exercise or conversion ($93.1K) · Sold 2,537 shares ($98.4K)

29 Oct 2012 Form 4/A: Koerner John E Iii, Director

Granted 102.59 Restricted Stock Units

29 Oct 2012 Form 4/A: Schmoke Kurt L, Director

Granted 85.51 Restricted Stock Units

29 Oct 2012 Form 4/A: Beresford Dennis R, Director

Granted 114.45 Restricted Stock Units

04 Oct 2012 Form 4/A: Reed W Allen, Director

Holds 25,130 shares of Common Stock

23 Aug 2011 Form 4/A: Fetting Mark R, Director

Holds 198,882 shares of Common Stock

08 Aug 2011 Form 4/A: Peltz Nelson, Director and 1 other

Bought 890,000 shares ($26.1M) · Bought 410,000 shares ($11.7M) · Bought 1,351,000 shares ($38.6M)

26 May 2011 Form 4/A: Sullivan Joseph A, Sr. Executive Vice President

Holds 1,460 shares of Common Stock

29 Jul 2010 Form 4/A: Angelica Robert E, Director

Holds 8,978 shares of Common Stock

11 Jun 2010 Form 4/A: Sullivan Joseph A, Sr. Executive Vice President

Gave 2,800 shares as a gift

19 May 2010 Form 4/A: Sullivan Joseph A, Sr. Executive Vice President

Gave 2,800 shares as a gift · Acquired 1,400 shares (Gift)

05 May 2010 Form 4/A: Nattans Jeffrey A, Executive Vice President

Holds 27,427.22 shares of Common Stock

05 May 2010 Form 4/A: Nattans Jeffrey A, Executive Vice President

Received 7,275 shares as a grant or award

31 Dec 2009 Form 4/A: Peltz Nelson, Director and 1 other

Bought 250,000 shares ($7.48M)

13 Jan 2009 Form 4/A: Beresford Dennis R, Director

Granted 75.35 Restricted Stock Units ($1.8K)

12 Nov 2008 Form 4/A: Ukrop James E, Director

Granted 66.8 Restricted Stock Units ($1.17K)

12 Nov 2008 Form 4/A: St George Nicholas J, Director

Granted 101.17 Restricted Stock Units ($1.78K)

12 Nov 2008 Form 4/A: Schmoke Kurt L, Director

Granted 17.25 Restricted Stock Units ($303)

12 Nov 2008 Form 4/A: Schipke Roger W, Director

Granted 101.17 Restricted Stock Units ($1.78K)

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