Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
On Friday, February 28, 2025, The AES Corporation (the “Company”) was notified by Ernst & Young LLP (“EY”), the Company’s independent public accounting firm, that due to an unexpected medical issue...
15,000 shares · $305,235 · via Fidelity Brokerage Services LLC · Officer
12 more red-flag filings behind a free account
See every red-flag filing The AES Corporation has made, with the filing behind each one.
Sign up freeLoading...