Unregistered Pre-Funded Warrants and Series G Warrants issued to directors and officers in a concurrent private placement
Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.
Unregistered Pre-Funded Warrants and Series G Warrants issued to directors and officers in a concurrent private placement
Consulting agreement under which Mr. Farag serves as Interim Chief Financial Officer
August 2025 unsecured promissory notes issued to directors
Extension of expiration date of Series A Warrants held by related parties
Employment agreement providing base salary, annual cash bonus target and share-based compensation
Participation in March 2025 private placement of Units
Purchased Units in March 2025 Offering, paid by cancelling $1.0 million of notes previously issued to him
Notes payable to Dr. Huh assumed in the Peak Bio acquisition (2021 Notes and January 2024 Note)
Agreed to purchase an August 2025 Note, paid by cancelling January 2024 Note principal and accrued interest plus cash
Interim CEO Agreement as independent contractor; compensation later amended to NQSOs
Unsecured convertible promissory notes bearing 15% interest, issued for gross proceeds
Lease of office space for former U.K. headquarters in London
Administrative services provided by TDL through October 2025
Amount due to an entity assumed in November 2024, included in accounts payable
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