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$ARDC
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Company Executives

$ARDC Management Team

Mr. David Sachs

Chairman of the Board

Age 69
Compensation -
Sex Male

Mr. Seth Brufsky

President

Chief Executive Officer

Director

Portfolio Manager

Age 59
Compensation -
Sex Male

Mr. Scott Lem

Chief Financial Officer

Treasurer

Age 48
Compensation -
Sex Male

Mr. Joshua Bloomstein

Vice President

Assistant Secretary

Age 52
Compensation -
Sex Male

Ms. Naseem Sagati Aghili

Vice President

Assistant Secretary

Age 44
Compensation -
Sex Female

Mr. Charles Arduini

Vice President

Portfolio Manager of ARDC

Age 56
Compensation -
Sex Male

Mr. Keith Ashton

Vice President

Portfolio Manager of ARDC

Age 58
Compensation -
Sex Male

Mr. Paul Cho

Vice President

Age 43
Compensation -
Sex Male

Ms. Angela Lee

Vice President

Age 39
Compensation -
Sex Female

Ms. Lisa Morgan

Chief Compliance Officer

Anti-Money Laundering Officer

Age 49
Compensation -
Sex Female

Mr. Ian Fitzgerald

Vice President

General Counsel

Secretary

Assistant Secretary

Age 50
Compensation -
Sex Male

Mr. Daniel Hayward

Vice President

Age 40
Compensation -
Sex Male

Ms. Samantha Milner

Vice President

Portfolio Manager of ARDC

Age 47
Compensation -
Sex Female

Mr. Carl Drake

Partner

Head of Public Investor Relations and Communications

Age -
Compensation -
Sex Male

Mr. Kapil Singh

Vice President

Age 54
Compensation -
Sex Male
Directors
5
serving now
Independent
3 of 3
stated in the proxy; 2 not stated
Average tenure
9.6 years
from year joined
CEO also chairs the board
No
David A. Sachs
Director Age On board Independent Committees Other public boards Pay Source
David A. Sachs
Not stated 2011
15 years
Not stated None stated Terex Corporation, CION Ares Diversified Credit Fund, Ares Private Markets Fund Not stated
Seth J. Brufsky
Not stated 2012
14 years
Not stated None stated None stated Paid as CEO
Elaine Orr
Not stated 2022
4 years
Independent
Audit Committee · Chair
CION Ares Diversified Credit Fund Not stated
Jeffrey Perlowitz
Not stated 2025
1 year
Independent
Nominating and Governance Committee · Chair
PennyMac Financial Services, Inc. Not stated
John J. Shaw
Not stated 2012
14 years
Independent
Audit Committee
CION Ares Diversified Credit Fund Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Apr 6, 2026 does not include one, and no earlier proxy on record does.

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