What Ares Dynamic Credit Allocation Fund Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 1 | 2 |
| Sells | 0 | 0 |
| Total trades | 2 | 3 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 0 | 0 |
| Disposed | 0 | 0 |
| Net activity | +0 | +0 |
Common stock only — 3 reported trades in the last 12 months are in a security these totals do not cover.
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Thrivent Financial for Lutherans | 10% owner | Sep 15 | Other Transaction · J | −360,000 | $25.00 | −$9M | 0 |
| Thrivent Financial for Lutherans | 10% owner | Sep 14 | Open-market buy · P | +240,000 | $25.00 | +$6M | 240,000 |
| Thrivent Financial for Lutherans | 10% owner | Jul 14 | Open-market buy · P | +160,000 | $25.00 | +$4M | 160,000 |
| Shaw John Joseph | Director | May 24 | Open-market sale · S | −2,099 | $14.18 | −$29.8K | 10,000 |
| Shaw John Joseph | Director | May 24 | Open-market sale · S | −2,025 | $14.18 | −$28.7K | 12,099 |
| Shaw John Joseph | Director | May 23 | Open-market sale · S | −7,901 | $14.09 | −$111K | 14,124 |
| Shaw John Joseph | Director | May 23 | Open-market sale · S | −7,975 | $14.09 | −$112K | 22,025 |
| Shaw John Joseph | Director | Aug 17 | Open-market sale · S | −20,716 | $12.80 | −$265K | 30,000 |
| Shaw John Joseph | Director | Aug 16 | Open-market sale · S | −9,286 | $12.85 | −$119K | 50,716 |
| Spector Bruce H | Director | Mar 17 | Open-market buy · P | +10,000 | $14.18 | +$142K | 35,000 |
| Shaw John Joseph | Director | Jan 26 | Open-market buy · P | +26,000 | $15.44 | +$401K | 60,002 |
| Shaw John Joseph | Director | Jan 25 | Open-market buy · P | +4,000 | $15.34 | +$61.4K | 34,002 |
| Sun Life Assurance Co of Canada | 10% owner | Sep 15 | Open-market buy · P | +320,000 | $25.00 | +$8M | 560,000 |
| Sun Life Assurance Co of Canada | 10% owner | Sep 15 | Open-market buy · P | +320,000 | $25.00 | +$8M | 560,000 |
| Brufsky Seth J | President and CEO / Portfolio | May 26 | Open-market buy · P | +20,000 | $11.31 | +$226K | 69,137 |
| Shaw John Joseph | Director | Jan 16 | Open-market sale · S | −5,150 | $15.78 | −$81.3K | 30,002 |
| Ares Capital Management Ii Llc | Insider | Oct 15 | Open-market sale · S | −8,221 | $14.78 | −$122K | 59 |
| Brufsky Seth J | President and CEO | Dec 24 | Open-market buy · P | +10,000 | $13.39 | +$134K | 49,137 |
| Spector Bruce H | Director | Dec 24 | Open-market buy · P | +10,000 | $13.30 | +$133K | 25,000 |
| Hunt James Kelso | Director | Dec 04 | Open-market buy · P | +2,000 | $14.77 | +$29.5K | 7,000 |
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