Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
(Attach extra sheets if needed) The Company's Chief Executive Officer was not available to do an adequate review of the Company's business for fiscal year 2001. Form 12b-25 Forms 6984
(Attach extra sheets if needed) The Company has hired a new Chief Financial Officer at the beginning of calendar year 2001. The first time review of the Company's business has taken more time than ...
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