Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
16,001 shares · $1,088,068 · via APEX CLEARING350 N ST. PAUL ST · BOARD OF DIRECTOR
12,190 shares · $816,017 · via Janney Montgomery Scott · Director
13 more red-flag filings behind a free account
See every red-flag filing COMMUNITY FINANCIAL SYSTEM, INC. has made, with the filing behind each one.
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