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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 6
Warning Late filing notice — 10-K April 01, 2003

As reported in a Current Report on Form 8-K dated February 13, 2003, the Registrant is currently engaged in negotiations which the Registrant believes will enhance the quality of its disclosures wi...

Warning Late filing notice — 10-Q August 15, 2000

(Attach Extra Sheets if Needed) We attempted to file in a timely manner, but were unable to complete the transaction electronically as the Edgar system repeatedly terminated our transmission.

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See every red-flag filing Cadiz Inc has made, with the filing behind each one.

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