Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
15,041 shares · $1,861,848 · via UBS Financial Services Inc · Officer
8,227 shares · $1,253,383 · via UBS Financial Services, Inc. · Officer
4 more red-flag filings behind a free account
See every red-flag filing CLOROX CO /DE/ has made, with the filing behind each one.
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