What Capital Southwest Corporation's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.
| 3 months | 12 months | |
|---|---|---|
| Open-market buys | 1 | 7 |
| Sells | 0 | 1 |
| Total trades | 6 | 22 |
| 3 months | 12 months | |
|---|---|---|
| Acquired | 12,115 | 336,694 |
| Disposed | 0 | 59,248 |
| Net activity | +12,115 | +277,446 |
View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.
| Insider | Relation | Date | Transaction | Shares | Price | Value | Shares held |
|---|---|---|---|---|---|---|---|
| Thomas William R Iii | Director | Oct 01 | Open-market buy · P | +2,170 | $23.04 | +$50K | 22,842 |
| Battist Christine | Director | Aug 10 | Grant / award · A | +1,989 | — | — | 16,064 |
| Brooks David R | Director | Aug 10 | Grant / award · A | +1,989 | — | — | 42,933 |
| Rogers-Windsor Ramona Lynn | Director | Aug 10 | Grant / award · A | +1,989 | — | — | 25,080 |
| Furst Jack D | Director | Aug 10 | Grant / award · A | +1,989 | — | — | 49,937 |
| Thomas William R Iii | Director | Aug 10 | Grant / award · A | +1,989 | — | — | 20,672 |
| Rogers-Windsor Ramona Lynn | Director | Jun 30 | Open-market buy · P | +211 | $23.70 | +$5K | 23,091 |
| Battist Christine | Director | Jun 17 | Open-market buy · P | +860 | $23.23 | +$20K | 14,075 |
| Rehberger Chris | Chief Financial Officer | Jun 10 | Withheld — tax / exercise cost · F | −3,688 | $23.54 | −$86.8K | 215,971 |
| Sarner Michael Scott | President and CEO | Jun 10 | Withheld — tax / exercise cost · F | −11,705 | $23.54 | −$276K | 587,684 |
| Weinstein Joshua S. | Senior Managing Director & CIO | Jun 10 | Withheld — tax / exercise cost · F | −9,588 | $23.54 | −$226K | 380,585 |
| Rehberger Chris | Chief Financial Officer | Jun 09 | Grant / award · A | +75,000 | — | — | 219,659 |
| Rehberger Chris | Chief Financial Officer | Jun 09 | Withheld — tax / exercise cost · F | −4,492 | $23.28 | −$105K | 144,659 |
| Sarner Michael Scott | President and CEO | Jun 09 | Grant / award · A | +140,000 | — | — | 599,389 |
| Sarner Michael Scott | President and CEO | Jun 09 | Withheld — tax / exercise cost · F | −13,765 | $23.28 | −$320K | 459,389 |
| Weinstein Joshua S. | Senior Managing Director & CIO | Jun 09 | Grant / award · A | +100,000 | — | — | 390,173 |
| Weinstein Joshua S. | Senior Managing Director & CIO | Jun 09 | Withheld — tax / exercise cost · F | −11,349 | $23.28 | −$264K | 290,173 |
| Thomas William R Iii | Director | Jun 05 | Open-market buy · P | +5,000 | $23.40 | +$117K | 18,683 |
| Thomas William R Iii | Director | Jun 05 | Open-market sale · S | −4,661 | $23.29 | −$109K | 13,683 |
| Rogers-Windsor Ramona Lynn | Director | Jun 01 | Open-market buy · P | +213 | $23.42 | +$4.99K | 22,880 |
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