$CSWC

$22.79 +$0.38 (1.7%) Close

$CSWC Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 63.7M shares outstanding

Who owns CSWC?

By type of holder

Institutions 100.0% Insiders 0.0% Everyone else 0.0%

Concentration Top 10 holders own 138.9%

BlackRock, Inc. 28.6% · Victory Capital Management Inc 24.1%

Institutional ownership

100.0%

0 pts vs last qtr

Institutional holders

388

+14 vs last qtr

Net shares bought

−11.2M

by institutions in Q2 2026

New / sold out

51 / 37

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Millennium Management LLC +1.9M
Victory Capital Management Inc +1.2M

Biggest sellers in Q2 2026

SMH Capital Advisors Inc −10.5M
Ssi Investment Management LLC SOLD OUT −2.5M

Who is planning to sell?

Notices of proposed sale, last 12 months

$109K

1 notice from 1 person

Shares covered

4.7K

0.01% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

William R Thomas Director $109K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2017–FY2026

+314.6%

+17.12% a year

Each share's claim on the business

−75.9%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $26.7M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years68% 3–5 years6% 1–3 years21% Under 1 year5%

Quarterly turnover

10.4%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting CSWC on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
B BlackRock, Inc.	18.2M	28.59%	−221.8K (−1.2%)	≤2021	0.0%
Shares held by quarter Peak holding19.8M (Q4'24) Change over 8 quarters−1.2M Share of the company28.590% BlackRock, Inc.'s full portfolio →
VC Victory Capital Management Inc	15.4M	24.13%	+1.2M (+8.8%)	≤2021	0.0%
Shares held by quarter Peak holding15.4M (Q2'26) Change over 8 quarters+15.4M Share of the company24.130% Victory Capital Management Inc's full portfolio →

BlackRock, Inc.

18.2M

% of company

28.59%

Change vs last qtr

−221.8K (−1.2%)

Held since

≤2021

Victory Capital Management Inc

15.4M

% of company

24.13%

Change vs last qtr

+1.2M (+8.8%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Capital Southwest Corporation, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting CSWC on Form N-PORT; together they hold 83.9% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
IC iShares Core S&P Small-Cap ETF iShares Trust	$59.8M	7.0M	11.03%	0.05%	June 30, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$30.8M	3.6M	5.68%	0.00%	June 30, 2026

iShares Core S&P Small-Cap ETF

iShares Trust

Position value

$59.8M

% of company

11.03%

% of the fund

0.05%

As of

June 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$30.8M

% of company

5.68%

% of the fund

0.00%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Capital Southwest Corporation and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
TW Thomas William R III Insider	10.9M	17.14%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company17.140% Thomas William R III's insider activity →
SM Sarner Michael Scott Insider	587.7K	0.92%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.920% Sarner Michael Scott's insider activity →

Thomas William R III

Insider

10.9M

% of company

17.14%

Change vs last qtr

—

Held since

—

Sarner Michael Scott

Insider

587.7K

% of company

0.92%

Change vs last qtr

—

Held since

—

6 more holders behind a free account

See every insider and 5%+ holder of Capital Southwest Corporation.

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