$CSWC 4/A SEC Filings

Filed On	Filing
16 Jul 2018	Form 4/A: Diehl Bowen S, Director Received 14,613 shares by exercise or conversion ($162K) · Acquired 5,705 Incentive Stock Option (Option Exercise/Conversion) · Acquired 8,908 Non-qualified Stock Option (Option Exercise/Conversion)
10 Mar 2017	Form 4/A: Diehl Bowen S, Director Received 45,271 shares by exercise or conversion ($516K) · Acquired 5,704 Incentive Stock Option (Option Exercise/Conversion) · Acquired 39,567 Non-qualified Stock Option (Option Exercise/Conversion)
08 Mar 2017	Form 4/A: Armes Joseph B, Director Gave 3,500 shares as a gift
16 Nov 2016	Form 4/A: Morgan Thomas Duane, Director Bought 7,100 shares ($102K)
16 Oct 2015	Form 4/A: Diehl Bowen S, President and CEO Disposed of 352 Stock Options (Disposition to Issuer)
27 May 2015	Form 4/A: Ashbaugh William M, Senior Vice President Received 4,108 shares by exercise or conversion ($96K) · Sold 4,108 shares ($212K) · Received 9,809 shares by exercise or conversion ($213K) · 1 more
29 Jan 2014	Form 4/A: Armes Joseph B, Director Received 5,000 shares as a grant or award · Granted 30,000 Stock options
07 Nov 2012	Form 4/A: Gohlke Henry James, Vice President Bought 174 shares ($18.8K)
19 Nov 2009	Form 4/A: Thomas William R Iii, Assistant Vice President Sold 10,000 shares ($767K)
25 Nov 2008	Form 4/A: Thomas William R Iii, Assistant Vice President Acquired 206,525 shares (Other Transaction)
30 Jul 2008	Form 4/A: Martin Gary L, Director Granted 17,500 Non-qualified Stock Option ($2.08M)
02 Feb 2004	Form 4/A: Peterson Jeffrey G, Investment Associate Received 61 shares as a grant or award ($3.21K)
25 Mar 2003	Form 4/A

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