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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 4
Notable Late filing notice — 10-Q August 16, 2022

DSS, Inc. (the “Company”) is unable to file, without unreasonable effort or expense, its Quarterly Report on Form 10-Q for the quarter ended June 30, 2022. Additional time is needed for the Company...

Notable Late filing notice — 10-Q November 16, 2021

The Company has encountered a delay in assembling the information, in particular its financial statements for the quarter ended September 30, 2021, required to be included in its September 30, 2021...

2 more red-flag filings behind a free account

See every red-flag filing DSS, INC. has made, with the filing behind each one.

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