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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 2
Notable Williams Janice L. filed notice of proposed sale June 12, 2025

93,868 shares · $1,750,411 · via Raymond James & Associates · Officer

Notable Rheaume Lindsey S filed notice of proposed sale March 05, 2024

22,000 shares · $500,940 · via Raymond James & Associates, Inc. · Officer

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