Insider Transactions

What EQUUS Total Return Inc's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	0	0
Sells	0	0
Total trades	0	0

Shares traded

	3 months	12 months
Acquired	0	0
Disposed	0	0
Net activity	+0	+0

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Denos Kenneth I	Secretary	Sep 16	Grant / award · A	+250,000	$2.51	+$628K	332,595
Hardy John A.	CEO	Sep 16	Grant / award · A	+133,682	$2.51	+$336K	3,861,706
Denos Kenneth I	Secretary	Sep 16	Grant / award · A	+66,841	$2.51	+$168K	332,595
Knauss Robert L	Director	Jul 14	Open-market buy · P	+1,000	$1.48	+$1.48K	93,670
des Pallieres Bertrand	10% owner	Sep 29	Open-market sale · S	−1,844,259	$2.40	−$4.43M	345,433
Atkinson Fraser	Director	Apr 29	Open-market buy · P	+4,034	$1.89	+$7.62K	45,591
Atkinson Fraser	Director	Apr 28	Open-market buy · P	+700	$1.89	+$1.32K	41,557
Atkinson Fraser	Director	Apr 27	Open-market buy · P	+100	$1.90	+$190	40,857
Atkinson Fraser	Director	Apr 26	Open-market buy · P	+1,352	$1.90	+$2.57K	40,757
Atkinson Fraser	Director	Apr 23	Open-market buy · P	+18,016	$1.89	+$34.1K	39,405
Hardy John A.	CEO	Jul 16	Open-market buy · P	+3,228,024	$1.17	+$3.78M	3,728,024
Tokavz Michael T	10% owner	Jul 16	Open-market sale · S	−3,228,024	$1.17	−$3.78M	0
Mvc CAPITAL, Inc.	10% owner	Jul 16	Open-market sale · S	−3,228,024	$1.17	−$3.78M	0
Tokarz Group Advisers Llc	10% owner	Jul 16	Open-market sale · S	−3,228,024	$1.17	−$3.78M	0
Tokavz Michael T	10% owner	Aug 12	Open-market sale · S	−608,310	$1.62	−$985K	3,228,024
Mvc CAPITAL, Inc.	10% owner	Aug 12	Open-market sale · S	−608,310	$1.62	−$985K	3,228,024
Tokarz Group Advisers Llc	10% owner	Aug 12	Open-market sale · S	−608,310	$1.62	−$985K	3,228,024
Mvc CAPITAL, Inc.	10% owner	Jul 29	Open-market sale · S	−608,310	$1.70	−$1.03M	3,836,334
Tokarz Group Advisers Llc	10% owner	Jul 29	Open-market sale · S	−608,310	$1.70	−$1.03M	3,836,334
Tokavz Michael T	10% owner	Jul 29	Open-market sale · S	−608,310	$1.70	−$1.03M	3,836,334

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