$EQS

$0.65 +$0.01 (1.56%) Close

$EQS Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 14.0M shares outstanding

Who owns EQS?

By type of holder

Institutions 0.9% Insiders 47.5% Everyone else 51.6%

Concentration Top 10 holders own 54.0%

Hardy John A. 37.1% · Denos Kenneth I 10.4%

Institutional ownership

0.9%

-0.0 pts vs last qtr

Institutional holders

-1 vs last qtr

Net shares bought

−2.8K

by institutions in Q2 2026

New / sold out

1 / 2

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Citadel Advisors LLC NEW +20.3K
Osaic Holdings, Inc. +1.5K

Biggest sellers in Q2 2026

MSH Capital Advisors LLC SOLD OUT −21.7K
Lanark Financial, Inc. SOLD OUT −2.8K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for EQUUS Total Return Inc in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2020–FY2025

+1.4%

+0.28% a year

Each share's claim on the business

−1.4%

shrank without buying or selling a share

Spent on buybacks vs paid in stock

— vs $350K

over 6 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years62% 3–5 years0% 1–3 years5% Under 1 year33%

Quarterly turnover

18.5%

of institutional shares changed hands

Top 10 managers, median time held

3 years

Super Investors

Investment managers reporting EQS on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
MS Morgan Stanley	35.7K	0.26%	Unchanged	≤2021	0.0%
Shares held by quarter Peak holding35.7K (Q4'24) Change over 8 quarters+1 Share of the company0.260% Morgan Stanley's full portfolio →
SR Shufro Rose & Co LLC	31.3K	0.22%	Unchanged	≤2021	0.0%
Shares held by quarter Peak holding60.0K (Q3'24) Change over 8 quarters−28.7K Share of the company0.220% Shufro Rose & Co LLC's full portfolio →

Morgan Stanley

35.7K

% of company

0.26%

Change vs last qtr

Unchanged

Held since

≤2021

Shufro Rose & Co LLC

31.3K

% of company

0.22%

Change vs last qtr

Unchanged

Held since

≤2021

7 more super investors behind a free account

See every manager holding EQUUS Total Return Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting EQS on Form N-PORT; together they hold 0.5% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
SO Special Opportunities Fund, Inc. Special Opportunities Fund, Inc.	$129K	66.1K	0.47%	0.06%	June 30, 2021
EM Extended Market Index Fund USAA Mutual Funds Trust	$2.24K	1.2K	0.01%	0.00%	June 30, 2021

Special Opportunities Fund, Inc.

Position value

$129K

% of company

0.47%

% of the fund

0.06%

As of

June 30, 2021

Extended Market Index Fund

USAA Mutual Funds Trust

Position value

$2.24K

% of company

0.01%

% of the fund

0.00%

As of

June 30, 2021

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
HJ Hardy John A. Insider	5.2M	37.11%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company37.110% Hardy John A.'s insider activity →
DK Denos Kenneth I Insider	1.4M	10.36%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company10.360% Denos Kenneth I's insider activity →

Hardy John A.

Insider

5.2M

% of company

37.11%

Change vs last qtr

—

Held since

—

Denos Kenneth I

Insider

1.4M

% of company

10.36%

Change vs last qtr

—

Held since

—

1 more holders behind a free account

See every insider and 5%+ holder of EQUUS Total Return Inc.

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