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Company Executives

Officer Age In this role Joined Pay Source
Thomas W. Ulrich
President; Chief Compliance Officer and Secretary
62 Not stated Not stated Not reported
Varinder (Vinny) Bhathal
Treasurer
55 Since 2017
9 years
Not stated Not reported
Brandon Hamada
Assistant Secretary
43 Since 2024
2 years
Not stated Not reported

Each officer opens the passage of the filing that names them. A title that changed since the list comes from the officer's latest Form 3, 4 or 5, and its start year is not stated there. "Not stated" means the filing does not say. Pay is the proxy's Summary Compensation Table, which reports only the named executive officers.

Directors
5
serving now
Independent
4 of 4
stated in the proxy; 1 not stated
Average tenure
9.6 years
from year joined
CEO also chairs the board
Not stated
no chair stated
Director Age On board Independent Committees Other public boards Pay Source
Peyton Tansill Muldoon
57 2015
11 years
Independent
Audit Committee Governance Committee
None stated Not stated
Leslie Barrett
60 2022
4 years
Independent
Audit Committee Governance Committee
None stated Not stated
W. Whitney George
68 2015
11 years
Not stated None stated None stated Not stated
Michael W. Clark
66 2015
11 years
Independent
Audit Committee · Chair
None stated Not stated
James R. Pierce, Jr.
69 2015
11 years
Independent
Governance Committee · Chair
None stated Not stated

Each director opens the passage of the proxy that names them. "Not stated" means the proxy does not say; it never means "no". Pay is the proxy's Director Compensation table; the CEO is paid as an executive.

The latest proxy has no related-party section

The proxy filed Aug 14, 2026 does not include one, and no earlier proxy on record does.

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