$FUND

$9.82 +$0.11 (1.13%) Close

$FUND Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 29.7M shares outstanding

Who owns FUND?

By type of holder

Institutions 64.0% Insiders 36.0% Everyone else 0.0%

Concentration Top 10 holders own 102.4%

Sprott Inc. 52.7% · W. Whitney George 41.3%

Institutional ownership

64.0%

-0.0 pts vs last qtr

Institutional holders

0 vs last qtr

Net shares bought

−9.1K

by institutions in Q2 2026

New / sold out

5 / 5

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Sprott Inc. +107.3K
Royal Bank Of Canada +49.2K

Biggest sellers in Q2 2026

Integrated Wealth Concepts LLC −77.6K
Shaker Financial Services, LLC −76.5K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Sprott Focus Trust Inc in the last 12 months.

Is your stake being diluted?

There are not yet two fiscal years of reported share counts for Sprott Focus Trust Inc.

How patient are the owners?

Institutional shares by how long they've been held

5+ years93% 3–5 years3% 1–3 years3% Under 1 year1%

Quarterly turnover

1.3%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting FUND on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
S Sprott Inc.	15.6M	52.73%	+107.3K (+0.7%)	≤2021	4.7%
Shares held by quarter Peak holding15.6M (Q2'26) Change over 8 quarters+1.2M Share of the company52.730% Sprott Inc.'s full portfolio →
RB Royal Bank Of Canada	851.6K	2.87%	+49.2K (+6.1%)	≤2021	0.0%
Shares held by quarter Peak holding851.6K (Q2'26) Change over 8 quarters+389.5K Share of the company2.870% Royal Bank Of Canada's full portfolio →

Sprott Inc.

15.6M

% of company

52.73%

Change vs last qtr

+107.3K (+0.7%)

Held since

≤2021

Royal Bank Of Canada

851.6K

% of company

2.87%

Change vs last qtr

+49.2K (+6.1%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Sprott Focus Trust Inc, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting FUND on Form N-PORT; together they hold 0.6% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
RO RiverNorth Opportunities Fund Inc. Rivernorth Opportunities Fund Inc.	$1.32M	138.9K	0.47%	0.40%	June 30, 2026
AD AQR Diversified Arbitrage Fund AQR Funds	$212K	24.4K	0.08%	0.01%	December 31, 2025

RiverNorth Opportunities Fund Inc.

Rivernorth Opportunities Fund Inc.

Position value

$1.32M

% of company

0.47%

% of the fund

0.40%

As of

June 30, 2026

AQR Diversified Arbitrage Fund

AQR Funds

Position value

$212K

% of company

0.08%

% of the fund

0.01%

As of

December 31, 2025

2 more funds behind a free account

See every fund holding Sprott Focus Trust Inc and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
WW W. Whitney George 5%+ holder 13D · 41.0%	12.3M	41.32%	—	—	—	—
This holder reports through Schedule 13D/G, not a quarterly 13F. Share of the company41.320% Disclosed stake13D · 41.0% View the 13D/G filing →
UT Ulrich Thomas W Insider	8.3K	0.03%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.030% Ulrich Thomas W's insider activity →

W. Whitney George

5%+ holder13D · 41.0%

12.3M

% of company

41.32%

Change vs last qtr

—

Held since

—

Ulrich Thomas W

Insider

8.3K

% of company

0.03%

Change vs last qtr

—

Held since

—

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