$GAIA 4/A SEC Filings

Filed On	Filing
17 Aug 2026	Form 4/A: Sutherland Paul Howard, Director Bought 70,750 shares ($86.1K)
23 May 2024	Form 4/A: Sutherland Paul Howard, Director Granted 16,991 Restricted Stock Units
23 May 2024	Form 4/A: Frank Kristin E., Director Granted 14,474 Restricted Stock Units
27 Feb 2023	Form 4/A: Sutherland Paul Howard, Director Received 6,435 shares by exercise or conversion · Granted 15,278 Restricted Stock Units
27 Feb 2023	Form 4/A: Maisel David, Director Received 3,575 shares by exercise or conversion · Granted 8,488 Restricted Stock Units
05 Mar 2020	Form 4/A: Maisel David, Director Granted 3,900 Restricted Stock Units · Disposed of 50,000 Director Stock Option (Disposition to Issuer)
01 Mar 2019	Form 4/A: Rysavy Jirka, Director Acquired 25,000 shares (Other Transaction) ($375K)
06 Apr 2018	Form 4/A: Bauer Jaymi, CHIEF MARKETING OFFICER Acquired 2,000 shares (Other Transaction) ($30K)
31 May 2013	Form 4/A: GAIAM, Inc, Director · Real Goods Solar, Inc. Sold 5,994,500 shares ($16.5M)
09 Jul 2008	Form 4/A: Nark Ted C, Director Granted 0 Option (right to buy) · Received 0 shares as a grant or award
19 Mar 2008	Form 4/A: Prentice Capital Management, Lp, 10% owner and 1 other Bought 13,400 shares ($254K)
19 Mar 2008	Form 4/A: Prentice Capital Management, Lp, 10% owner and 1 other Bought 55,400 shares ($1.03M) · Bought 21,600 shares ($396K)
02 Jan 2008	Form 4/A: Valentine Vilia, Chief Financial Officer Received 1,154 shares as a grant or award
19 Dec 2007	Form 4/A: Feinblum Barnet M, Director Received 619 shares as a grant or award · Received 206 shares as a grant or award
19 Dec 2007	Form 4/A: Nark Ted C, Director Received 492 shares as a grant or award · Received 192 shares as a grant or award
19 Dec 2007	Form 4/A: Mowry Barbara, Director Received 667 shares as a grant or award · Received 233 shares as a grant or award
19 Dec 2007	Form 4/A: Argyropoulos James P, Director Received 619 shares as a grant or award · Received 192 shares as a grant or award
03 May 2006	Form 4/A: Prentice Capital Management, Lp, 10% owner and 1 other Sold 250,000 shares ($3.41M) · Bought 200,000 shares ($2.8M)
07 Apr 2006	Form 4/A: Feinblum Barnet M, Director Received 388 shares as a grant or award
07 Apr 2006	Form 4/A: Mowry Barbara, Director Received 423 shares as a grant or award

Comments