Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Registration File № 333-277452

Filed April 18, 2024 · effective April 18, 2024 at 4:00 pm ET · 7 takedowns, latest February 11, 2026

View registration

Effective Registration File № 333-259302

Filed October 15, 2021 · effective October 15, 2021 at 11:00 am ET · 4 takedowns, latest August 08, 2023

View registration

7 more registration filings behind a free account

See every share offering and shelf registration Gladstone Investment Corp has filed, and what became of it.

Comments