$GAIN

$14.63 -$0.05 (0.34%) Close

$GAIN Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 39.8M shares outstanding

Who owns GAIN?

By type of holder

Institutions 17.1% Insiders 0.1% Everyone else 82.8%

Concentration Top 10 holders own 11.5%

Melia Wealth LLC 1.7% · Two Sigma Investments, LP 1.5%

Institutional ownership

17.1%

-0.0 pts vs last qtr

Institutional holders

+3 vs last qtr

Net shares bought

−11.7K

by institutions in Q2 2026

New / sold out

16 / 13

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Cooper Creek Partners Management LLC NEW +576.3K
Van Eck Associates Corp +212.2K

Biggest sellers in Q2 2026

Melia Wealth LLC −413.2K
Two Sigma Investments, LP −220.2K

Who is planning to sell?

No insider has filed a notice of proposed sale (Form 144) for Gladstone Investment Corp in the last 12 months.

Is your stake being diluted?

Diluted share count, FY2017–FY2026

+27.9%

+2.77% a year

Each share's claim on the business

−21.8%

shrank without buying or selling a share

Diluted shares, split-adjusted

How patient are the owners?

Institutional shares by how long they've been held

5+ years54% 3–5 years3% 1–3 years18% Under 1 year25%

Quarterly turnover

17.5%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting GAIN on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
MW Melia Wealth LLC	656.3K	1.65%	−413.2K (−38.6%)	2024	5.8%
Shares held by quarter Peak holding1.2M (Q3'25) Change over 8 quarters−351.8K Share of the company1.650% Melia Wealth LLC's full portfolio →
TS Two Sigma Investments, LP	584.1K	1.47%	−220.2K (−27.4%)	Q4 '25	0.0%
Shares held by quarter Peak holding804.3K (Q1'26) Change over 8 quarters+433.8K Share of the company1.470% Two Sigma Investments, LP's full portfolio →

Melia Wealth LLC

656.3K

% of company

1.65%

Change vs last qtr

−413.2K (−38.6%)

Held since

2024

Two Sigma Investments, LP

584.1K

% of company

1.47%

Change vs last qtr

−220.2K (−27.4%)

Held since

Q4 '25

28 more super investors behind a free account

See every manager holding Gladstone Investment Corp, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting GAIN on Form N-PORT; together they hold 2.5% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
VB VanEck BDC Income ETF VanEck ETF Trust	$12.5M	805.3K	2.02%	0.76%	June 30, 2026
IG Invesco Global Listed Private Equity ETF Invesco Exchange-Traded Fund Trust	$1.17M	72.3K	0.18%	0.50%	July 31, 2026

VanEck BDC Income ETF

VanEck ETF Trust

Position value

$12.5M

% of company

2.02%

% of the fund

0.76%

As of

June 30, 2026

Invesco Global Listed Private Equity ETF

Invesco Exchange-Traded Fund Trust

Position value

$1.17M

% of company

0.18%

% of the fund

0.50%

As of

July 31, 2026

6 more funds behind a free account

See every fund holding Gladstone Investment Corp and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
WW Wilkinson Walter H Insider	40.5K	0.10%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.100% Wilkinson Walter H's insider activity →
RT Ritchie Taylor Insider	4.4K	0.01%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.010% Ritchie Taylor's insider activity →

Wilkinson Walter H

Insider

40.5K

% of company

0.10%

Change vs last qtr

—

Held since

—

Ritchie Taylor

Insider

4.4K

% of company

0.01%

Change vs last qtr

—

Held since

—

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