Insider Transactions

What Gladstone Investment Corp's executives and directors are doing with their own shares, from SEC Form 3/4/5 filings — separating what the filings state (awards, withholding, disclosed plans) from what only the pattern of dates shows.

Insider trades

	3 months	12 months
Open-market buys	1	5
Sells	0	0
Total trades	1	5

Shares traded

	3 months	12 months
Acquired	1,500	2,415
Disposed	0	0
Net activity	+1,500	+2,415

See the story behind these numbers

View rich charts and dive into the patterns of specific insiders — who is accumulating, who is winding down, and which sale explanations the filings actually support.

Open-market buyer Disclosed 10b5-1 Heavy discretionary Sign up free

All transactions

All Buys Sells

Insider	Relation	Date	Transaction	Shares	Price	Value	Shares held
Ritchie Taylor	Chief Financial Officer	Aug 18	Open-market buy · P	+1,500	$16.20	+$24.3K	4,353
Ritchie Taylor	Chief Financial Officer	May 19	Open-market buy · P	+155	$16.10	+$2.5K	2,812
Ritchie Taylor	Chief Financial Officer	May 19	Open-market buy · P	+160	$16.15	+$2.58K	2,657
Ritchie Taylor	Chief Financial Officer	May 18	Open-market buy · P	+150	$16.29	+$2.44K	2,497
Ritchie Taylor	Chief Financial Officer	May 15	Open-market buy · P	+450	$16.50	+$7.43K	2,347
Dullum David A R	President	Oct 10	Gift · G	−3,000	—	—	0
Easton Rachael Z.	CFO and Treasurer	Nov 06	Open-market buy · P	+650	$14.67	+$9.54K	1,400
Dullum David A R	President	Aug 07	Open-market buy · P	+5,000	$13.39	+$67K	149,916
Easton Rachael Z.	CFO and Treasurer	Mar 16	Open-market buy · P	+375	$13.12	+$4.92K	750
Dullum David A R	President	Mar 14	Open-market buy · P	+3,000	$12.84	+$38.5K	144,916
Wilkinson Walter H	Director	Feb 06	Open-market buy · P	+3,661	$13.96	+$51.1K	26,154
Dullum David A R	President	Dec 16	Open-market buy · P	+3,000	$13.06	+$39.2K	141,916
Smith Jennifer A	Chief Valuation Officer	Aug 19	Open-market buy · P	+100	$15.61	+$1.56K	100
Dullum David A R	President	Jun 14	Open-market buy · P	+4,000	$12.75	+$51K	138,916
Easton Rachael Z.	CFO and Treasurer	May 20	Open-market buy · P	+175	$14.52	+$2.54K	375
Dullum David A R	President	Feb 24	Open-market buy · P	+2,500	$14.69	+$36.7K	134,916
Dullum David A R	President	Feb 24	Open-market buy · P	+3,000	$14.46	+$43.4K	132,416
Easton Rachael Z.	CFO and Treasurer	Feb 23	Open-market buy · P	+200	$14.93	+$2.99K	200
Dullum David A R	President	Dec 03	Open-market buy · P	+3,000	$16.54	+$49.6K	129,416
Dullum David A R	President	Mar 23	Open-market buy · P	+2,500	$6.80	+$17K	126,416

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