$GAIN 3 SEC Filings

Filed On	Filing
03 Jun 2026	Form 3: Stelljes George Iii, Director No securities owned
07 Apr 2026	Form 3: Highland Erika P, Executive Vice President No securities owned
07 Apr 2026	Form 3: Lee Christopher James, Executive Vice President No securities owned
30 Mar 2026	Form 3: Sateri John, Chief Investment Officer No securities owned
18 Jul 2025	Form 3: Hellmold Erich Michael, Co-General Counsel No securities owned
10 Dec 2024	Form 3: Gladstone Investment CORPORATION\DE, 10% owner · Gladstone Alternative Income Fund Holds 125,000 shares of Class I Common Shares
15 Nov 2024	Form 3: Ritchie Taylor, Chief Financial Officer Holds 1,668 shares of Common Stock
27 Aug 2024	Form 3: Gorka Katharine C, Director No securities owned
18 Oct 2022	Form 3: Novara Paula, Director Holds 1,333 shares of Common Stock
21 Dec 2021	Form 3: Easton Rachael Z., Chief Financial Officer No securities owned
15 Jul 2015	Form 3: Ryan Julia, Chief Financial Officer No securities owned
26 Nov 2014	Form 3: Merrick Caren D, Director No securities owned
15 Oct 2014	Form 3: Wilkinson Walter H, Director No securities owned
24 Jul 2014	Form 3: Smith Jennifer A, Valuation Officer No securities owned
12 Oct 2012	Form 3: Earhart Terry, Director No securities owned
15 Nov 2011	Form 3: Morrison Melissa, Affiliate of External Adviser No securities owned
20 Jan 2011	Form 3: Reilly John, Director No securities owned
28 Jan 2010	Form 3: Watson David Hibbert, CFO No securities owned
27 Oct 2009	Form 3: LiCalsi Michael, Affiliate of External Advisor No securities owned
16 Dec 2008	Form 3: Jones Danielle, Affiliate of External Adviser Holds 100 shares of Common Stock

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