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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Insider sale notices · 2
Notable ZHUOHUA INVESTMENT HOLDINGS PTE. LTD. filed notice of proposed sale May 17, 2024

726,500 shares · $210,322 · via TradeUp Securities,Inc · relationship to issuer - affiliate

Notable ZHUOHUA INVESTMENT HOLDINGS PTE. LTD. filed notice of proposed sale November 22, 2023

510,000 shares · $8,670,000 · via Futu Securities International(Hong Kong) Ltd. · affiliate

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