$GECC 3 SEC Filings

Filed On	Filing
05 Mar 2026	Form 3: Reese Jason W., Director Holds 87,237 shares of Common Stock
13 Feb 2024	Form 3: Great Elm Strategic Partnership I, Llc, 10% owner Holds 1,850,424 shares of Common Stock
27 Jun 2022	Form 3: Northern Right Capital Management, L.p., 10% owner and 3 others Holds 369,140 shares of Common Stock
16 Mar 2022	Form 3: Perry Chad, Director No securities owned
11 Mar 2022	Form 3: Drapkin Matthew A, Director Holds 47,195 shares of Common Stock
11 Mar 2022	Form 3: Cohen Richard M, Director No securities owned
10 Mar 2022	Form 3: Kaplan Matthew D, CEO and President No securities owned
13 Oct 2021	Form 3: Lenders Funding Llc /California, 10% owner and 1 other Holds 3,397,436 shares of Common Stock
25 Mar 2021	Form 3: Falk Erik A, Director No securities owned
31 Dec 2020	Form 3: Great Elm Group, Inc., 10% owner Holds 5,425,644 shares of Common Stock
18 Mar 2019	Form 3: Davis Keri, See Remarks No securities owned
11 Sep 2018	Form 3: Great Elm Capital Group, Inc., 10% owner Holds 1,966,667 shares of Common Stock
08 Jun 2018	Form 3: Woods John J, See Remarks Holds 2,000 shares of Common Stock
23 Apr 2018	Form 3: Horsey Randall Revell, Director No securities owned
09 Nov 2017	Form 3: Speller Michael C, Director No securities owned
05 Oct 2017	Form 3: Kleinman Adam M, Chief Compliance Officer Holds 4,072 shares of Common Stock
09 Dec 2016	Form 3: Wilson Robert, Director No securities owned
09 Dec 2016	Form 3: Stuart John Edward, Director Holds 9,280 shares of Common Stock
09 Dec 2016	Form 3: Sell Michael J., CFO and Treasurer Holds 612 shares of Common Stock
09 Dec 2016	Form 3: Reed Peter A, Director Holds 10,172.17 shares of Common Stock

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