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$GECC
$4.70 -$0.05 (1.05%) Close

$GECC 4 SEC Filings

Filed On Filing
23 Sep 2026 Form 4: Great Elm Group, Inc., 10% owner

Disposed of 111,958 shares (Other Transaction)

23 Sep 2026 Form 4: Davis Keri, CFO

Received 9,018 shares as a grant or award · Gave up 2,972 shares to cover exercise price or tax ($16K)

23 Sep 2026 Form 4: Kleinman Adam M, CCO and Secretary

Received 16,083 shares as a grant or award · Gave up 3,451 shares to cover exercise price or tax ($18.5K)

30 Jun 2026 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Disposed of 180,000 shares (Other Transaction) ($981K)

10 Nov 2025 Form 4: Kaplan Matthew D, CEO and President

Bought 19,650 shares ($150K)

26 Sep 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 1,696 shares ($19.4K) · Sold 2,313 shares ($26.5K)

23 Sep 2025 Form 4: Davis Keri, CFO

Received 5,226 shares as a grant or award · Gave up 2,725 shares to cover exercise price or tax ($31.1K)

23 Sep 2025 Form 4: Kleinman Adam M, CCO and Secretary

Received 5,614 shares as a grant or award · Gave up 1,361 shares to cover exercise price or tax ($15.6K)

23 Sep 2025 Form 4: Kaplan Matthew D, CEO and President

Received 38,172 shares as a grant or award · Gave up 8,211 shares to cover exercise price or tax ($93.9K)

23 Sep 2025 Form 4: Great Elm Group, Inc., 10% owner

Disposed of 16,612 shares (Other Transaction) · Disposed of 63,189 shares (Other Transaction)

23 Sep 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 48,248 shares ($552K) · Sold 1,490 shares ($17.1K)

19 Sep 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 100 shares ($1.15K) · Sold 14,737 shares ($169K)

17 Sep 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 20,938 shares ($240K)

27 Aug 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 25,711 shares ($288K) · Sold 21,472 shares ($240K)

22 Aug 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 26,705 shares ($299K) · Sold 17,956 shares ($201K)

20 Aug 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 363 shares ($4.07K) · Sold 7,793 shares ($87.3K)

14 Jul 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 38,793 shares ($425K)

10 Jul 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 3,129 shares ($34.3K) · Sold 8,661 shares ($94.8K)

08 Jul 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 11,852 shares ($130K) · Sold 3,218 shares ($35.2K)

03 Jul 2025 Form 4: Great Elm Strategic Partnership I, Llc, 10% owner

Sold 2,642 shares ($29.6K) · Sold 7,288 shares ($79.9K) · Sold 2,714 shares ($29.9K) · 2 more

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