| Filed On | Filing |
|---|---|
| 23 Sep 2026 |
Form 4: Great Elm Group, Inc., 10% owner
Disposed of 111,958 shares (Other Transaction) |
| 23 Sep 2026 |
Form 4: Davis Keri, CFO
Received 9,018 shares as a grant or award · Gave up 2,972 shares to cover exercise price or tax ($16K) |
| 23 Sep 2026 |
Form 4: Kleinman Adam M, CCO and Secretary
Received 16,083 shares as a grant or award · Gave up 3,451 shares to cover exercise price or tax ($18.5K) |
| 24 Aug 2026 | PRE 14A |
| 06 Aug 2026 | SCHEDULE 13G/A |
| 06 Aug 2026 | SCHEDULE 13G/A |
| 06 Aug 2026 | SCHEDULE 13G/A |
| 05 Aug 2026 | 10-Q |
| 05 Aug 2026 | 8-K: Results of Operations and Financial Condition |
| 24 Jul 2026 | 40-17G |
| 20 Jul 2026 | FORM N-23C-2 |
| 20 Jul 2026 | 8-K: Other Events |
| 30 Jun 2026 |
Form 4: Great Elm Strategic Partnership I, Llc, 10% owner
Disposed of 180,000 shares (Other Transaction) ($981K) |
| 08 Jun 2026 | 8-K: Entry into a Material Definitive Agreement |
| 01 Jun 2026 | 8-K: Submission of Matters to a Vote of Security Holders |
| 27 May 2026 | 25-NSE |
| 15 May 2026 | SCHEDULE 13G/A |
| 04 May 2026 | 8-K: Results of Operations and Financial Condition; Departure/Election of Directors or Officers; Compensation |
| 04 May 2026 | 10-Q |
| 27 Apr 2026 | FORM N-23C-2 |
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