$HAFC

$32.70 +$0.29 (0.89%) Close

$HAFC Overview Financial Statements SEC Filings Executives News Red Flags Capital Raising Ownership Insider Transactions Congressional Trades

Ownership

13F as of Q2 2026 · 29.6M shares outstanding

Who owns HAFC?

By type of holder

Institutions 93.1% Insiders 2.2% Everyone else 4.6%

Concentration Top 10 holders own 49.3%

BlackRock, Inc. 14.8% · Dimensional Fund Advisors LP 6.0%

Institutional ownership

93.1%

-1.5 pts vs last qtr

Institutional holders

227

+11 vs last qtr

Net shares bought

−436.2K

by institutions in Q2 2026

New / sold out

32 / 21

positions opened vs closed

How is ownership changing?

Institutions, last 8 quarters

Biggest buyers in Q2 2026

Nuveen, LLC +178.1K
Qube Research & Technologies Ltd +166.2K

Biggest sellers in Q2 2026

Rhino Investment Partners, Inc −476.2K
Hillsdale Investment Management Inc. SOLD OUT −205.7K

Who is planning to sell?

Notices of proposed sale, last 12 months

$164K

1 notice from 1 person

Shares covered

5.3K

0.02% of the company

Arranged in advance

of the value is under a 10b5-1 plan

Under a 10b5-1 plan No plan

Largest proposed sellers

Anthony Kim Officer $164K

Every notice on Red Flags →

A Form 144 is notice of a planned sale, not the sale itself. What insiders actually sold is on Insider Transactions.

Is your stake being diluted?

Diluted share count, FY2016–FY2025

−6.3%

−0.72% a year

Each share's claim on the business

+6.7%

grew without buying or selling a share

Spent on buybacks vs paid in stock

$71.6M vs $30M

over 10 fiscal years

Diluted shares, split-adjusted

Buybacks Stock-based comp

How patient are the owners?

Institutional shares by how long they've been held

5+ years80% 3–5 years5% 1–3 years8% Under 1 year7%

Quarterly turnover

8.2%

of institutional shares changed hands

Top 10 managers, median time held

5 years

Super Investors

Investment managers reporting HAFC on Form 13F

Holder	Shares	% of company	Change vs last qtr	Held since	% of their book
B BlackRock, Inc.	4.4M	14.80%	−56 (−0.0%)	≤2021	0.0%
Shares held by quarter Peak holding4.5M (Q2'25) Change over 8 quarters−37.7K Share of the company14.800% BlackRock, Inc.'s full portfolio →
DF Dimensional Fund Advisors LP	1.8M	6.02%	+25.5K (+1.4%)	≤2021	0.0%
Shares held by quarter Peak holding1.8M (Q2'26) Change over 8 quarters+41.8K Share of the company6.020% Dimensional Fund Advisors LP's full portfolio →

BlackRock, Inc.

4.4M

% of company

14.80%

Change vs last qtr

−56 (−0.0%)

Held since

≤2021

Dimensional Fund Advisors LP

1.8M

% of company

6.02%

Change vs last qtr

+25.5K (+1.4%)

Held since

≤2021

28 more super investors behind a free account

See every manager holding Hanmi Financial Corp, how their position has changed, and how long they've held it.

Institutional Funds

Mutual funds and ETFs reporting HAFC on Form N-PORT; together they hold 49.7% of the company

Fund	Position value	Shares	% of company	% of the fund	As of
IC iShares Core S&P Small-Cap ETF iShares Trust	$57.7M	1.8M	6.01%	0.05%	June 30, 2026
VT Vanguard Total Stock Market Index Fund Vanguard Index Funds	$30.6M	945.8K	3.19%	0.00%	June 30, 2026

iShares Core S&P Small-Cap ETF

iShares Trust

Position value

$57.7M

% of company

6.01%

% of the fund

0.05%

As of

June 30, 2026

Vanguard Total Stock Market Index Fund

Vanguard Index Funds

Position value

$30.6M

% of company

3.19%

% of the fund

0.00%

As of

June 30, 2026

23 more funds behind a free account

See every fund holding Hanmi Financial Corp and how much of the fund the position is.

Insiders and 5%+ holders

From Forms 3/4/5 and Schedules 13D/G

Holder	Shares	% of company	Change vs last qtr	8 quarters	Held since	% of their book
LB Lee Bonita Insider	203.6K	0.69%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.690% Lee Bonita's insider activity →
SR Santarosa Romolo Insider	77.4K	0.26%	—	—	—	—
Insider holdings come from Form 3/4/5 filings, which are not quarterly. Share of the company0.260% Santarosa Romolo's insider activity →

Lee Bonita

Insider

203.6K

% of company

0.69%

Change vs last qtr

—

Held since

—

Santarosa Romolo

Insider

77.4K

% of company

0.26%

Change vs last qtr

—

Held since

—

15 more holders behind a free account

See every insider and 5%+ holder of Hanmi Financial Corp.

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